Wealth manager, independent · Yarmouth, ME
Maiden Cove Capital
Maiden Cove Capital, LLC · SEC-registered investment adviser · CRD 312478 · SEC 801-130421
At a glance
Maiden Cove Capital is an SEC-registered investment adviser based in Yarmouth, Maine, with $154 million in regulatory assets under management as of its Form ADV filed March 17, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 46 individual clients. By Form ADV it is a wealth manager, ranked 6,779th of 8,915 wealth managers and 13,560th of 17,210 SEC-registered advisers by assets.
Main office 207-482-3840maidencove.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $154M
- Rank among wealth managers
- #6,779 of 8,915
- Rank among all SEC RIAs
- #13,560 of 17,210
- Rank in Maine
- #25 of 32
- Individual clients
- 46
- High-net-worth clients
- 46
- Accounts
- 162
- Discretionary
- 98% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 3
Owners and executives on its Form ADV
- Damien J SaccaniPresident and Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 46 | $122M | 79% |
| Pension and profit sharing plans | 6 | $23M | 15% |
| Corporations or other businesses | – | $6M | 4% |
| Charitable organizations | – | $2M | 1% |
| Individuals | – | $1M | <1% |
Disciplinary disclosures
Maiden Cove Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗maidencove.com ↗
AtlasMembers
The full record on Maiden Cove Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 5,443 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Maiden Cove Capital manage?
Maiden Cove Capital reports $154 million in regulatory assets under management across 162 accounts, 98% of it on a discretionary basis, on its Form ADV filed March 17, 2026.
What kind of firm is Maiden Cove Capital?
Maiden Cove Capital is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Maiden Cove Capital’s clients?
By assets, its largest client types are high-net-worth individuals ($122 million, 46 clients); pension and profit sharing plans ($23 million, 6 clients); corporations or other businesses ($6 million).
Does Maiden Cove Capital have any disciplinary history?
Maiden Cove Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Maiden Cove Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →