Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Waterville, ME
Every SEC-registered investment adviser representative at a firm office in Waterville, with the firms that employ the most of them.
28 registered advisors work in Waterville; the most are at LPL Financial LLC (8). 0 list the CFP designation and 28 are also registered broker representatives.
Firms with the most advisors in Waterville
Advisors in Waterville, A to Z
Search all of Maine →- Ryan A. BeanEdward Jones
- Christopher B. BeaulieuCommonwealth Financial Network
- Brian M. BernatchezLPL Financial LLC · Certified Financial Planner
- Kathryn BernatchezLPL Financial LLC
- Alexis BowmanLPL Financial LLC
- Seth T. CarlsonEdward Jones
- Michael A. ClearyCambridge Investment Research Advisors, Inc.
- Tristan EmeryCambridge Investment Research Advisors, Inc.
- Frederick H. FischerRaymond James Financial Services Advisors, Inc.
- Sasha FitzpatrickEdward Jones
- Cheryl M. FlewellingRaymond James Financial Services Advisors, Inc.
- John M. FortierState Farm Investment Management Corp.
- Katherine M. HigginsLPL Financial LLC
- Joseph M. Jabar Jr.Raymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Albert J. Languet IIILPL Financial LLC · Certified Financial Planner
- Michael A. LeeState Farm Investment Management Corp.
- Matthew J. LibbyChoice Wealth Advisors LLC · Certified Financial Planner
- Christopher A. MarkosCetera Investment Advisers LLC · Certified Financial Planner
- Alexander M. MerrillExodus Wealth, LLC
- Ronald E. MerrillExodus Wealth, LLC
- Chelsey P. OliverLPL Financial LLC
- William C. ParadisCambridge Investment Research Advisors, Inc.
- Lisa L. PomerleauLPL Financial LLC
- Luke C. RodrigueEdward Jones
- Anthony E. SementelliLPL Financial LLC
- Christopher A. SteinerCambridge Investment Research Advisors, Inc.
- Carla J. TyceAmeriprise Financial Services, LLC
- Glenn R. WhalenChoice Wealth Advisors LLC
Other cities in Maine
All of Maine →Portland 387Bangor 84Falmouth 65Scarborough 43South Portland 32Lewiston 24Auburn 20Camden 18Augusta 17Brunswick 17Biddeford 16Kennebunk 16Westbrook 16Saco 13Yarmouth 13Bar Harbor 11York 11Ellsworth 10Presque Isle 10Wells 10Cumberland Foreside 9Kittery 9Gardiner 8North Yarmouth 8
Questions
How many financial advisors are in Waterville, ME?
28 investment adviser representatives are registered at firm offices in Waterville, Maine, according to the SEC's Investment Adviser Public Disclosure records. 28 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Waterville?
LPL Financial LLC, with 8 registered advisors in Waterville, followed by Cambridge Investment Research Advisors, Inc. with 4.
How do I check a financial advisor in Waterville?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.