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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Bath, ME

Every SEC-registered investment adviser representative at a firm office in Bath, with the firms that employ the most of them.

7 registered advisors work in Bath; the most are at Edward Jones (2). 0 list the CFP designation and 7 are also registered broker representatives.

Firms with the most advisors in Bath

FirmAdvisors in Bath
Edward Jones news2
Cetera Investment Advisers LLC news1
Osaic Wealth, Inc. news1
Pfs Investments Inc.1
State Farm Investment Management Corp.1
Voya Retirement Advisors, LLC1

Advisors in Bath, A to Z

Search all of Maine →

Other cities in Maine

All of Maine →

Portland 361Bangor 79Falmouth 56Scarborough 43South Portland 32Lewiston 27Waterville 27Brunswick 22Auburn 19Westbrook 18Camden 17Kennebunk 16Augusta 14Biddeford 14Saco 13Yarmouth 12Bar Harbor 10Ellsworth 10Gardiner 10Wells 10York 10Cumberland Foreside 9Presque Isle 9Windham 9

Questions

How many financial advisors are in Bath, ME?

7 investment adviser representatives are registered at firm offices in Bath, Maine, according to the SEC's Investment Adviser Public Disclosure records. 7 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Bath?

Edward Jones, with 2 registered advisors in Bath, followed by Cetera Investment Advisers LLC with 1.

How do I check a financial advisor in Bath?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.