Asset manager · Windsor, CT
Voya Retirement Advisors, LLC
SEC-registered investment adviser · CRD 3989 · SEC 801-57963
At a glance
Voya Retirement Advisors, LLC is an SEC-registered investment adviser based in Windsor, Connecticut, with $37.5 billion in regulatory assets under management as of its Form ADV filed March 6, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 256th of 3,218 asset managers and 547th of 17,210 SEC-registered advisers by assets.
Main office 860-580-2817As filed on Form ADV
- Regulatory AUM
- $37B
- Rank among asset managers
- #256 of 3,218
- Rank among all SEC RIAs
- #547 of 17,210
- Rank in Connecticut
- #19 of 507
- Clients
- 7,672
- Accounts
- 7,672
- Discretionary
- 100% of AUM
- Employees
- 121
- Advisory staff
- 121
- Offices
- 2
Owners and executives on its Form ADV
- Stephen J. EastonChief Compliance Officer
- Christopher E. TrovatoManaging Director
- Chin C. KuoChief Financial Officer
Custody and brokerage
4 custodians
- Voya Instutional Trust$16B47%
- BNY$7.5B22%
- State Street$6.4B19%
- Northern Trust$4.4B13%
Other RIAs using Voya Instutional TrustOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Voya Retirement Advisors, LLC is a hybrid RIA: 121 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Voya Financial Advisors, Inc., Voya Financial Partners, LLC and Voya Investments Distributor, LLC.
- Voya Financial Advisors, Inc. ↗CRD 2882
- Voya Financial Partners, LLC ↗CRD 34815
- Voya Investments Distributor, LLC ↗CRD 37886
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, April 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 7,427 | $28B | 74% |
| State or municipal government entities | 175 | $7.3B | 19% |
| Banking or thrift institutions | 70 | $2.3B | 6% |
Disciplinary disclosures
Voya Retirement Advisors, LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Voya Retirement Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 336 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Voya Retirement Advisors, LLC manage?
Voya Retirement Advisors, LLC reports $37.5 billion in regulatory assets under management across 7,672 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 6, 2026.
What kind of firm is Voya Retirement Advisors, LLC?
Voya Retirement Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Voya Retirement Advisors, LLC’s clients?
By assets, its largest client types are corporations or other businesses ($27.9 billion, 7,427 clients); state or municipal government entities ($7.3 billion, 175 clients); banking or thrift institutions ($2.3 billion, 70 clients).
Does Voya Retirement Advisors, LLC have any disciplinary history?
Voya Retirement Advisors, LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Voya Retirement Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →