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SEC data October 1, 2026
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SEC data October 1, 2026
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Sign in or start freeAsset manager · Windsor, CT
SEC-registered investment adviser · CRD 3989 · SEC 801-57963
At a glance
Voya Retirement Advisors, LLC is an SEC-registered investment adviser based in Windsor, Connecticut, with $37.5 billion in regulatory assets under management as of its Form ADV filed March 6, 2026. Its largest client group by assets is corporations or other businesses. By Form ADV it is a asset manager, ranked 256th of 3,218 asset managers and 547th of 17,210 SEC-registered advisers by assets.
Main office 860-580-2817As filed on Form ADV
Other RIAs using Voya Instutional TrustOther multi-custodian RIAs
Hybrid RIA
Voya Retirement Advisors, LLC is a hybrid RIA: 121 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Voya Financial Advisors, Inc., Voya Financial Partners, LLC and Voya Investments Distributor, LLC.
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, April 2026
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 7,427 | $28B | 74% |
| State or municipal government entities | 175 | $7.3B | 19% |
| Banking or thrift institutions | 70 | $2.3B | 6% |
Voya Retirement Advisors, LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
105 SEC-registered investment adviser representatives work at Voya Retirement Advisors, LLC, in Windsor, CT (58), Boston, MA (2), Roseville, CA (2), Alna, ME (1), Avon Lake, OH (1), Bath, ME (1), Bedord, TX (1) and Braintree, MA (1) and elsewhere.
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Voya Retirement Advisors, LLC reports $37.5 billion in regulatory assets under management across 7,672 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 6, 2026.
Voya Retirement Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
By assets, its largest client types are corporations or other businesses ($27.9 billion, 7,427 clients); state or municipal government entities ($7.3 billion, 175 clients); banking or thrift institutions ($2.3 billion, 70 clients).
Voya Retirement Advisors, LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Every figure is Voya Retirement Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-06), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →