Investment adviser representative · Salem Advisory Group LLC
Warren G. Berger III
CRD 1003007 · Wells, ME
At a glance
Warren G. Berger III is an investment adviser representative with Salem Advisory Group LLC in Wells, ME, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Warren’s SEC record dates to 2002, about 24 years ago. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Salem Advisory Group LLCSince January 2009Wells, ME · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Warren’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.