Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Portland, ME
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Portland, A to Z.
The short answer
32 registered advisors work at UBS Financial Services Inc. in Portland, out of 8,476 at the firm nationwide; it ranks number 2 in the city by advisors. 1 list the CFP designation and 32 are also registered broker representatives.
UBS Financial Services Inc. advisors in Portland, A to Z
Every UBS Financial Services Inc. advisor →- Ann-Marie AndrewsAlso a broker rep
- Steven L. CaminitiAlso a broker rep
- Vangel C. CotsisAlso a broker rep
- Riley Ann A. DavisAlso a broker rep
- John R. DolloffAlso a broker rep
- Stephen B. EgbertAlso a broker rep
- John GarofaloAlso a broker rep
- Marco P. GiancottiAlso a broker rep
- Andrew K. GrennonAlso a broker rep
- Christopher GrennonAlso a broker rep
- Shaun C. HawkinsAlso a broker rep
- Carl B. HolmquistAlso a broker rep
- Jeffrey S. HoudletteAlso a broker rep
- Troy J. JellisonAlso a broker rep
- Anthony R. JessenAlso a broker rep
- Peter C C. JohnsonAlso a broker rep
- Tyler L. JudkinsAlso a broker rep
- Peter KelleyAlso a broker rep
- Tammy L. KellyAlso a broker rep
- Danielle C. KlimashAlso a broker rep
- Thomas D. LafountainAlso a broker rep
- Andrea C. LandiniAlso a broker rep
- Debra L. MacdonaldAlso a broker rep
- Katie M. OuelletteAlso a broker rep
- Kimberly J. PelletierAlso a broker rep
- Paula J. RaleighAlso a broker rep
- Micah J. RobergeAlso a broker rep
- Michael A. RobichaudCertified Financial Planner · Also a broker rep
- Mitchell J. RosengartenAlso a broker rep
- Jennifer SerinoAlso a broker rep
- Sean T. SteadyAlso a broker rep
- Michelle Anne TraversAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Portland
All Portland advisors →Morgan Stanley 39Strategic Advisers LLC 28Ameriprise Financial Services, LLC 22R M Davis Inc. 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 16RBC Capital Markets, LLC 16Corient 13Raymond James & Associates, Inc. 13Td Private Client Wealth LLC 11Old Port Advisors 10Portland Global Advisors LLC 10Raymond James Financial Services Advisors, Inc. 10
Questions
How many financial advisors does UBS Financial Services Inc. have in Portland?
32 investment adviser representatives are registered at UBS Financial Services Inc. offices in Portland, Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 1 list the CFP designation and 32 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Portland?
UBS Financial Services Inc. ranks number 2 in Portland by registered advisors; Morgan Stanley has the most, with 39.
How do I check a UBS Financial Services Inc. advisor in Portland?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.