Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Portland, ME
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Portland, A to Z.
The short answer
16 registered advisors work at RBC Capital Markets, LLC in Portland, out of 3,466 at the firm nationwide; it ranks number 7 in the city by advisors. 3 list the CFP designation and 16 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Portland, A to Z
Every RBC Capital Markets, LLC advisor →- Drew J. AbramsonCertified Financial Planner · Also a broker rep
- Amy B. ChipmanAlso a broker rep
- Alexandra ClementAlso a broker rep
- Brian J. ClementAlso a broker rep
- Jackson R. CousinsCertified Financial Planner · Also a broker rep
- Frederick C. DeyCertified Financial Planner · Also a broker rep
- Robert M. DonovanAlso a broker rep
- Gordon I. Erikson Jr.Also a broker rep
- Peter T. HartAlso a broker rep
- James B. HarveyAlso a broker rep
- Margaret K. HaskellAlso a broker rep
- Michael K. RussellAlso a broker rep
- Benjamin A. SicoliAlso a broker rep
- Andrew J. SternChartered Financial Analyst · Also a broker rep
- Nikki L. TheriaultAlso a broker rep
- Brian H. WellsAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Portland
All Portland advisors →Morgan Stanley 39UBS Financial Services Inc. 32Strategic Advisers LLC 28Ameriprise Financial Services, LLC 22R M Davis Inc. 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Corient 13Raymond James & Associates, Inc. 13Td Private Client Wealth LLC 11Old Port Advisors 10Portland Global Advisors LLC 10Raymond James Financial Services Advisors, Inc. 10
Questions
How many financial advisors does RBC Capital Markets, LLC have in Portland?
16 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Portland, Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 3 list the CFP designation and 16 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Portland?
RBC Capital Markets, LLC ranks number 7 in Portland by registered advisors; Morgan Stanley has the most, with 39.
How do I check a RBC Capital Markets, LLC advisor in Portland?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.