Chief Compliance Officer;secretary; Elected Manager; Member (class C Units) · Portland Global Advisors LLC
Leslie K. Klenk
CRD 1637480 · Named on Form ADV at one SEC-registered adviser
At a glance
Portland Global Advisors LLC, an SEC-registered wealth manager based in Portland, ME with $1.2 billion in regulatory assets, lists Leslie K. Klenk on its Form ADV as Chief Compliance Officer;secretary; Elected Manager; Member (class C Units), a control person.
Firms and roles
- Portland Global Advisors LLCChief Compliance Officer;secretary; Elected Manager; Member (class C Units)Wealth manager · Portland, ME · $1.2B in regulatory assets
AtlasMembers
Leslie’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2023 (3 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Leslie’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Richard S. StrableyPresident; Member (class B Units); Elected Manager, Portland Global Advisors LLC
- John B. SullivanCeo; Member (class B Units); Elected Manager, Portland Global Advisors LLC
- David E SmithChief Financial Officer, Treasurer, Director, Portland Global Advisors LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Leslie’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.