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Chief Financial Officer, Treasurer, Director · Portland Global Advisors LLC

David E Smith

CRD 7330481 · Named on Form ADV at one SEC-registered adviser

At a glance

Portland Global Advisors LLC, an SEC-registered wealth manager based in Portland, ME with $1.2 billion in regulatory assets, lists David E Smith on its Form ADV as Chief Financial Officer, Treasurer, Director, a control person.

Firms and roles

AtlasMembers

David’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Richard S. StrableyPresident; Member (class B Units); Elected Manager, Portland Global Advisors LLC
  • John B. SullivanCeo; Member (class B Units); Elected Manager, Portland Global Advisors LLC
  • Leslie K. KlenkChief Compliance Officer;secretary; Elected Manager; Member (class C Units), Portland Global Advisors LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.