Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Portland, ME
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Portland, A to Z.
The short answer
6 registered advisors work at LPL Financial LLC in Portland, out of 21,094 at the firm nationwide; it ranks number 21 in the city by advisors. 2 list the CFP designation and 6 are also registered broker representatives.
LPL Financial LLC advisors in Portland, A to Z
Every LPL Financial LLC advisor →- James S. BranscombeAlso a broker rep
- Paul R. Buckley Jr.Chartered Financial Consultant · Also a broker rep
- Douglas P. SmithCertified Financial Planner · Also a broker rep
- Robert G. VailAlso a broker rep
- Karen T. WinslowCertified Financial Planner · Also a broker rep
- Monica E. WorcesterAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Portland
All Portland advisors →Morgan Stanley 39UBS Financial Services Inc. 32Strategic Advisers LLC 28Ameriprise Financial Services, LLC 22R M Davis Inc. 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 16RBC Capital Markets, LLC 16Corient 13Raymond James & Associates, Inc. 13Td Private Client Wealth LLC 11Old Port Advisors 10Portland Global Advisors LLC 10
Questions
How many financial advisors does LPL Financial LLC have in Portland?
6 investment adviser representatives are registered at LPL Financial LLC offices in Portland, Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 2 list the CFP designation and 6 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Portland?
LPL Financial LLC ranks number 21 in Portland by registered advisors; Morgan Stanley has the most, with 39.
How do I check a LPL Financial LLC advisor in Portland?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.