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Principle,chief Compliance Officer · Clark & Stuart Inc

Charles S. Clark

CRD 861962 · Named on Form ADV at one SEC-registered adviser

At a glance

Clark & Stuart Inc, an SEC-registered wealth manager based in Portland, ME with $196 million in regulatory assets, lists Charles S. Clark on its Form ADV as Principle,chief Compliance Officer, a control person.

Firms and roles

  • Clark & Stuart IncPrinciple,chief Compliance OfficerWealth manager · Portland, ME · $196M in regulatory assets

AtlasMembers

Charles’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.