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Financial ADVSR advisor directory · SEC adviser records

Headinvest financial advisors in Portland, ME

Every SEC-registered investment adviser representative at a Headinvest office in Portland, A to Z.

The short answer

7 registered advisors work at Headinvest in Portland, out of 7 at the firm nationwide; it ranks number 15 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Headinvest advisors in Portland, A to Z

Every Headinvest advisor →

Headinvest advisors in every city and state →Headinvest: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Portland

All Portland advisors →

Morgan Stanley 39UBS Financial Services Inc. 32Strategic Advisers LLC 28Ameriprise Financial Services, LLC 22R M Davis Inc. 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 16RBC Capital Markets, LLC 16Corient 13Raymond James & Associates, Inc. 13Td Private Client Wealth LLC 11Old Port Advisors 10Portland Global Advisors LLC 10

Questions

How many financial advisors does Headinvest have in Portland?

7 investment adviser representatives are registered at Headinvest offices in Portland, Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 7 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Headinvest one of the largest advisor employers in Portland?

Headinvest ranks number 15 in Portland by registered advisors; Morgan Stanley has the most, with 39.

How do I check a Headinvest advisor in Portland?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Headinvest office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.