Client Service Manager and Chief Compliance Officer · Old Port Advisors
Erica M. Bly
CRD 5198589 · Named on Form ADV at one SEC-registered adviser
At a glance
Old Port Advisors, an SEC-registered wealth manager based in Portland, ME with $783 million in regulatory assets, lists Erica M. Bly on its Form ADV as Client Service Manager and Chief Compliance Officer, a control person.
Firms and roles
- Old Port AdvisorsClient Service Manager and Chief Compliance OfficerWealth manager · Portland, ME · $783M in regulatory assets
AtlasMembers
Erica’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Erica’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Fredric W. WilliamsPresident, Treasurer, and Secretary, Old Port Advisors
- Jason E. FosterExecutive Vice President, Old Port Advisors
- Tracy W. RogersExecutive Vice President, Old Port Advisors
- Ben W. DaigleExecutive Vice President, Old Port Advisors
- Jake T. KenyonExecutive Vice President, Old Port Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erica’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.