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Financial ADVSR advisor directory · SEC adviser records

Commonwealth Financial Network financial advisors in Portland, ME

Every SEC-registered investment adviser representative at a Commonwealth Financial Network office in Portland, A to Z.

The short answer

5 registered advisors work at Commonwealth Financial Network in Portland, out of 2,527 at the firm nationwide; it ranks number 17 in the city by advisors. 2 list the CFP designation and 5 are also registered broker representatives.

Commonwealth Financial Network advisors in Portland, A to Z

Every Commonwealth Financial Network advisor →

Commonwealth Financial Network advisors in every city and state →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news and advisor moves →Commonwealth Financial Network payout grid vs. other firms →Advisor Moves: who changed firms this week →

Commonwealth Financial Network advisors in other cities

Waltham, MA 130San Diego, CA 62Glastonbury, CT 49Overland Park, KS 29Needham, MA 25New York, NY 22Worcester, MA 21Danvers, MA 19Rochester, NY 19Shelton, CT 17Dallas, TX 16Pittsford, NY 16Wilmington, NC 16Roanoke, VA 15Phoenix, AZ 14

Other firms in Portland

All Portland advisors →

Morgan Stanley 39UBS Financial Services Inc. 32Strategic Advisers LLC 28Ameriprise Financial Services, LLC 22R M Davis Inc. 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 16RBC Capital Markets, LLC 16Corient 13Raymond James & Associates, Inc. 13Td Private Client Wealth LLC 11Old Port Advisors 10Portland Global Advisors LLC 10

Questions

How many financial advisors does Commonwealth Financial Network have in Portland?

5 investment adviser representatives are registered at Commonwealth Financial Network offices in Portland, Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 2,527 nationwide. 2 list the CFP designation and 5 are also registered as broker representatives.

Is Commonwealth Financial Network one of the largest advisor employers in Portland?

Commonwealth Financial Network ranks number 17 in Portland by registered advisors; Morgan Stanley has the most, with 39.

How do I check a Commonwealth Financial Network advisor in Portland?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Commonwealth Financial Network office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.