Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Middletown, NY
Every SEC-registered investment adviser representative at a firm office in Middletown, with the firms that employ the most of them.
45 registered advisors work in Middletown; the most are at Equitable Advisors, LLC (12). 0 list the CFP designation and 44 are also registered broker representatives.
Firms with the most advisors in Middletown
Advisors in Middletown, A to Z
Search all of New York →- Louis J. AlgiereEquitable Advisors, LLC
- Thomas C. AmmonsLPL Financial LLC · Personal Financial Specialist
- Miles AnthonyPrincipal Securities, Inc.
- James J. BannonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jannine M. BarbosaKestra Private Wealth Services, LLC
- Shawn W. BehrentEquitable Advisors, LLC
- Thomas BrotanekAviles Capital Management LLC
- Thomas G. BudingtonEquitable Advisors, LLC
- Steven CampioneMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christopher C. CanteleLPL Financial LLC
- Brian F. CarterPfs Investments Inc.
- Stephanie R. DeangelisEquitable Advisors, LLC
- Paul F. DelnegroCetera Investment Advisers LLC
- Derek S. DiminoKestra Private Wealth Services, LLC
- Samuele DragonePfs Investments Inc.
- Erick E. EichnerEquitable Advisors, LLC
- James FinneganMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Luigi J. FrattoEquitable Advisors, LLC
- Allison L. GaudioMerrill Lynch, Pierce, Fenner & Smith Incorporated
- James L. GellmanStrategic Advisers LLC
- Nicholas GodinoEquitable Advisors, LLC
- David J. KellerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Evan KirschOsaic Wealth, Inc.
- Evan KowalczykOsaic Wealth, Inc.
- Kieran P. KreiderMerrill Lynch, Pierce, Fenner & Smith Incorporated
- William J. KrivicichKestra Private Wealth Services, LLC · Chartered Financial Analyst
- Jeffrey LittleEquitable Advisors, LLC
- Sal G. LucidoPfs Investments Inc.
- Grace C. LutfyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Gregory J. LutfyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Terry L. LydeckerJ.P. Morgan Securities LLC
- Ashley N. MagenEquitable Advisors, LLC
- Frank D. MatthewsPfs Investments Inc.
- Thomas J. McGimpsey Jr.Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Karen A. MorrisPfs Investments Inc.
- Anthony PerezMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christopher PetrolleseEquitable Advisors, LLC
- John P. RecineEquitable Advisors, LLC
- Kevin J. ReganMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Paolo SaggesePfs Investments Inc.
- Benjamin SassoStrategic Advisers LLC
- Steven J. TrottaEquitable Advisors, LLC
- Tamara D. WashalskiEdward Jones
- Darrell A. WilliamsPfs Investments Inc.
- Neal A. WinterPfs Investments Inc.
Other cities in New York
All of New York →New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132
Questions
How many financial advisors are in Middletown, NY?
45 investment adviser representatives are registered at firm offices in Middletown, New York, according to the SEC's Investment Adviser Public Disclosure records. 44 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Middletown?
Equitable Advisors, LLC, with 12 registered advisors in Middletown, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 11.
How do I check a financial advisor in Middletown?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.