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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Middletown, NY

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Middletown, A to Z.

The short answer

11 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Middletown, out of 22,881 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 11 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Middletown, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191

Other firms in Middletown

All Middletown advisors →

Equitable Advisors, LLC 12Pfs Investments Inc. 8Kestra Private Wealth Services, LLC 3

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Middletown?

11 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Middletown, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 11 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Middletown?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 2 in Middletown by registered advisors; Equitable Advisors, LLC has the most, with 12.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Middletown?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.