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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Birmingham, AL

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Birmingham, A to Z.

9 registered advisors work at Principal Securities, Inc. in Birmingham, out of 1,396 at the firm nationwide; it ranks number 25 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.

Principal Securities, Inc. advisors in Birmingham, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 194West Des Moines, IA 71Minnetonka, MN 30Tampa, FL 24Raleigh, NC 22Sioux Falls, SD 22Atlanta, GA 21Charlotte, NC 21Wauwatosa, WI 19Wayne, PA 19Downers Grove, IL 18Roseville, CA 18Addison, TX 17Elkhorn, NE 17Overland Park, KS 17

Other firms in Birmingham

All Birmingham advisors →

Stonex Advisors Inc. 105Waverly Advisors, LLC 99Wells Fargo Clearing Services, LLC 91Morgan Stanley 83Raymond James & Associates, Inc. 52LPL Financial LLC 43Merrill Lynch, Pierce, Fenner & Smith Incorporated 42Oneascent Financial Services LLC 32Stifel, Nicolaus & Company, Incorporated 30Cetera Investment Advisers LLC 27Eversource Wealth Advisors, LLC 26The Welch Group, LLC 26

Questions

How many financial advisors does Principal Securities, Inc. have in Birmingham?

9 investment adviser representatives are registered at Principal Securities, Inc. offices in Birmingham, Alabama, according to the SEC's Investment Adviser Public Disclosure records, out of 1,396 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Birmingham?

Principal Securities, Inc. ranks number 25 in Birmingham by registered advisors; Stonex Advisors Inc. has the most, with 105.

How do I check a Principal Securities, Inc. advisor in Birmingham?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.