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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ossining, NY

Every SEC-registered investment adviser representative at a firm office in Ossining, with the firms that employ the most of them.

The short answer

13 registered advisors work in Ossining; the most are at Citigroup Global Markets Inc. (2). 3 list the CFP designation and 10 are also registered broker representatives.

Firms with the most advisors in Ossining

FirmAdvisors in Ossining
Citigroup Global Markets Inc. news2
Kestra Advisory Services, LLC news2
Ll Financial Services, LLC2
Cetera Investment Advisers LLC news1
Fieldstone Money Management, Inc.1
Onedigital1
Principal Securities, Inc.1
Spc1
Td Private Client Wealth LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Ossining, A to Z

CFP advisors in Ossining →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Ossining, NY?

13 investment adviser representatives are registered at firm offices in Ossining, New York, according to the SEC's Investment Adviser Public Disclosure records. 10 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Ossining?

Citigroup Global Markets Inc., with 2 registered advisors in Ossining, followed by Kestra Advisory Services, LLC with 2.

How do I check a financial advisor in Ossining?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.