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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Sewickley, PA

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Sewickley, A to Z.

The short answer

7 registered advisors work at Principal Securities, Inc. in Sewickley, out of 1,318 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

Principal Securities, Inc. advisors in Sewickley, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Sewickley

All Sewickley advisors →

Morgan Stanley 34Merrill Lynch, Pierce, Fenner & Smith Incorporated 25RBC Capital Markets, LLC 25Bill Few Associates, Inc. 19LPL Financial LLC 19Stratos Wealth Partners, Ltd. 17Fragasso Wealth Advisors 15UBS Financial Services Inc. 11Ameriprise Financial Services, LLC 9Osaic Wealth, Inc. 9Wells Fargo Clearing Services, LLC 9Fifth Third Wealth Advisors LLC 8

Questions

How many financial advisors does Principal Securities, Inc. have in Sewickley?

7 investment adviser representatives are registered at Principal Securities, Inc. offices in Sewickley, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Sewickley?

Principal Securities, Inc. ranks number 14 in Sewickley by registered advisors; Morgan Stanley has the most, with 34.

How do I check a Principal Securities, Inc. advisor in Sewickley?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.