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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Principal Securities, Inc. financial advisors in Kalamazoo, MI

Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Kalamazoo, A to Z.

The short answer

3 registered advisors work at Principal Securities, Inc. in Kalamazoo, out of 1,318 at the firm nationwide; it ranks number 20 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Principal Securities, Inc. advisors in Kalamazoo, A to Z

Every Principal Securities, Inc. advisor →

Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Principal Securities, Inc. advisors in other cities

Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16

Other firms in Kalamazoo

All Kalamazoo advisors →

Ameriprise Financial Services, LLC 14Morgan Stanley 13Raymond James & Associates, Inc. 11Cambridge Investment Research Advisors, Inc. 9Edward Jones 9LPL Financial LLC 8Cws Financial Advisors LLC 7Kestra Advisory Services, LLC 7Fifth Third Securities, Inc. 6Harbour Investments, Inc. 6Equitable Advisors, LLC 5M Holdings Securities, Inc. 5

Questions

How many financial advisors does Principal Securities, Inc. have in Kalamazoo?

3 investment adviser representatives are registered at Principal Securities, Inc. offices in Kalamazoo, Michigan, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Principal Securities, Inc. one of the largest advisor employers in Kalamazoo?

Principal Securities, Inc. ranks number 20 in Kalamazoo by registered advisors; Ameriprise Financial Services, LLC has the most, with 14.

How do I check a Principal Securities, Inc. advisor in Kalamazoo?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.