Financial ADVSR advisor directory · SEC adviser records
Principal Securities, Inc. financial advisors in Pittsburgh, PA
Every SEC-registered investment adviser representative at a Principal Securities, Inc. office in Pittsburgh, A to Z.
The short answer
3 registered advisors work at Principal Securities, Inc. in Pittsburgh, out of 1,318 at the firm nationwide; it ranks number 88 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Principal Securities, Inc. advisors in Pittsburgh, A to Z
Every Principal Securities, Inc. advisor →- William E. BatesChartered Financial Consultant · Also a broker rep
- Rudolfo M. CapobresAlso a broker rep
- Thomas J. DurkinAlso a broker rep
Principal Securities, Inc. advisors in every city and state →Principal Securities, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Principal Securities, Inc. advisors in other cities
Des Moines, IA 175West Des Moines, IA 70Minnetonka, MN 30Tampa, FL 24Sioux Falls, SD 22Atlanta, GA 20Raleigh, NC 19Roseville, CA 19Charlotte, NC 18Overland Park, KS 18Wayne, PA 18Wauwatosa, WI 17Downers Grove, IL 16Melville, NY 16San Diego, CA 16
Other firms in Pittsburgh
All Pittsburgh advisors →Federated Securities Corp. 168Federated Investment Counseling 136PNC Wealth Management LLC 92Merrill Lynch, Pierce, Fenner & Smith Incorporated 64Morgan Stanley 62LPL Financial LLC 61Federated Global Investment Management Corp. 56Mdt Advisers, A Division Of Federated Mdta LLC 56Equitable Advisors, LLC 48Ameriprise Financial Services, LLC 39Park Avenue Securities LLC 35Cetera Investment Advisers LLC 32
Questions
How many financial advisors does Principal Securities, Inc. have in Pittsburgh?
3 investment adviser representatives are registered at Principal Securities, Inc. offices in Pittsburgh, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records, out of 1,318 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Principal Securities, Inc. one of the largest advisor employers in Pittsburgh?
Principal Securities, Inc. ranks number 88 in Pittsburgh by registered advisors; Federated Securities Corp. has the most, with 168.
How do I check a Principal Securities, Inc. advisor in Pittsburgh?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Principal Securities, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.