Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Westlake, OH
Every SEC-registered investment adviser representative at a firm office in Westlake, with the firms that employ the most of them.
349 registered advisors work in Westlake; the most are at Prosperity Capital Advisors (28). 0 list the CFP designation and 280 are also registered broker representatives.
Firms with the most advisors in Westlake
Advisors in Westlake, A to Z (first 300 of 349)
Search all of Ohio →- David M. AlisonProsperity Capital Advisors · Certified Financial Planner
- Tyler R. AnkromStratos Wealth Partners, Ltd.
- John L. ArchWells Fargo Clearing Services, LLC · Certified Financial Planner
- Joseph S. ArnoldCambridge Investment Research Advisors, Inc.
- Emila AshdownLPL Financial LLC
- Wayne A. BarkerProsperity Capital Advisors · Chartered Financial Consultant
- Eric J. BartosStifel, Nicolaus & Company, Incorporated
- Steven J. BartosStifel, Nicolaus & Company, Incorporated
- Joshua J. BasenUBS Financial Services Inc.
- Loren BatesJ.P. Morgan Securities LLC
- Allison D. BattCambridge Investment Research Advisors, Inc.
- Makis L. BeachRaymond James & Associates, Inc.
- Michael A. BentleyRaymond James & Associates, Inc.
- Kathleen M. BerneRaymond James & Associates, Inc. · Certified Financial Planner
- Kyle BlinkhornUBS Financial Services Inc.
- Bradley T. BoeckmanUBS Financial Services Inc.
- David H. BogartAmeriprise Financial Services, LLC
- Timothy P. BogertProsperity Capital Advisors · Chartered Financial Consultant
- Margaret BornhorstWells Fargo Advisors Financial Network, LLC
- Michael BornhorstWells Fargo Advisors Financial Network, LLC
- Chad R. BowmanStrategic Advisers LLC
- Shereen D. BoyerMorgan Stanley · Certified Financial Planner
- Cameron M. BradyMichael Brady & Co., LLC · Certified Financial Planner
- Michael C. BradyMichael Brady & Co., LLC · Certified Financial Planner
- Jill L. BrafordUBS Financial Services Inc.
- Gary L. BrahlerMorgan Stanley
- Olivia Brahler GutloveStrategic Advisers LLC
- Jeffrey A. BrauschRBC Capital Markets, LLC
- Michael R. BrennanMorgan Stanley
- Jordan M. BuckStrategic Advisers LLC
- David T. BuckwaldProsperity Capital Advisors · Certified Financial Planner
- Kevin BukvicStrategic Advisers LLC
- Carole BurnsRaymond James & Associates, Inc.
- Brian K. CahillUBS Financial Services Inc.
- Rachel A. CampanaStrategic Advisers LLC
- Benjamin R. CampbellStrategic Advisers LLC · Certified Financial Planner
- Melana J. CarbaryCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Donn H. CarmelRaymond James Financial Services Advisors, Inc.
- Todd R. CarmelRaymond James Financial Services Advisors, Inc.
- Joseph C. Caruso Jr.RBC Capital Markets, LLC
- Fady Y. ChaccourFirst Heartland Consultants, Inc. · Chartered Financial Consultant
- James A. ChippiMorgan Stanley
- David P. Cizmadia Jr.Key Investment Services LLC
- Scott D. ClarkPNC Wealth Management LLC
- Shane J. ClarkeProsperity Capital Advisors
- Matthew A. ClemensRBC Capital Markets, LLC · Certified Financial Planner
- James M. CombloProsperity Capital Advisors
- Cole B. CondonValmark Advisers, Inc. · Chartered Financial Consultant
- Kevin V. CooneyParadigm Wealth Management, LLC
- Daniel B. Cotter Jr.UBS Financial Services Inc.
- Nathan L. CourtneyState Farm Investment Management Corp.
- W L. CoxMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Timothy P. CoyneCoyne Capital Management, LLC
- Damion A. CrannisUBS Financial Services Inc.
- Kathlene L. CrispRaymond James & Associates, Inc.
- Sean K. CriswellAmeriprise Financial Services, LLC
- Glenn A. DarrahWells Fargo Clearing Services, LLC
- Jeffrey D. DattoloProsperity Capital Advisors · Certified Financial Planner, Chartered Financial Consultant
- Matthew C. DaughertyBalanced Wealth Group LLC · Certified Financial Planner
- Diane S. DawsonStifel, Nicolaus & Company, Incorporated
- Michael J. DelgrecoProsperity Capital Advisors
- Blake M. DickensValmark Advisers, Inc.
- Jennifer R. DieffenbacherRaymond James Financial Services Advisors, Inc.
- Amy DienesUBS Financial Services Inc.
- Frank DilallaRaymond James & Associates, Inc.
- Nick DionisosCornerstone Wealth Management
- Alexander F. DivitoIndependent Financial Group, LLC
- Christopher J. DivitoIndependent Financial Group, LLC · Chartered Financial Consultant
- Rachel DominessyWells Fargo Advisors Financial Network, LLC
- Kevin L. DossCambridge Investment Research Advisors, Inc.
- Michael V. DouglasCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Matthew E. DuffyRBC Capital Markets, LLC
- Ronald A. DziedziakEdward Jones · Certified Financial Planner
- James E. EastwoodAmfg Wealth Management LLC · Certified Financial Planner
- Charles R. EhrenfriedProsperity Capital Advisors · Certified Financial Planner, Chartered Financial Consultant
- James T. EliosElios Financial Group, Inc. · Chartered Financial Consultant
- John C. EstesAmeriprise Financial Services, LLC
- Adam T. EyermanRaymond James Financial Services Advisors, Inc.
- Andrew EyermanUBS Financial Services Inc.
- John H. Eyerman Jr.UBS Financial Services Inc.
- Ryan T. EyermanRaymond James Financial Services Advisors, Inc.
- Timothy E. EyermanRaymond James Financial Services Advisors, Inc.
- Christina K. FanourakisCornerstone Wealth Management · Certified Financial Planner
- Tyler T. FasuloStrategic Advisers LLC
- William R. FechtThrivent Investment Management Inc.
- Alfred J. FerontiAmfg Wealth Management LLC
- Brian P. FowlesStratos Wealth Advisors LLC
- Jacob V. FozioThe Huntington Investment Company
- David A. FrankCetera Investment Advisers LLC
- Robert C. FriesStratos Wealth Partners, Ltd.
- Daniel P. Gaertner Sr.UBS Financial Services Inc.
- Shawn GaiserCharles Schwab & Co., Inc. · Certified Financial Planner
- Adrienne GavesRBC Capital Markets, LLC
- Brian GehlbachMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Scott C. GehlbachMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael B. GeorgeAthletes Financial Advisers, LLC · Personal Financial Specialist
- George A. GergesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Henry R. GerlachStifel, Nicolaus & Company, Incorporated
- Brett A. GigliottiStrategic Advisers LLC
- Scott R. GiltinanRBC Capital Markets, LLC
- Dominic J. GiovannazzoRaymond James Financial Services Advisors, Inc.
- Nathan R. GistLesjak Planning, LLC · Certified Financial Planner
- Raymond M. Glinka IIIAmeriprise Financial Services, LLC
- Raymond M. GlinkaAmeriprise Financial Services, LLC
- August M. GolinskiCambridge Investment Research Advisors, Inc.
- Matthew S. GradyCharles Schwab & Co., Inc.
- Ashley L. GrahamStratos Wealth Partners, Ltd.
- Robin M. GrayWells Fargo Clearing Services, LLC
- Christopher M. GreenUBS Financial Services Inc.
- William C. GuthrieProsperity Capital Advisors · Certified Financial Planner
- Kent D. HagemanMorgan Stanley
- Erik HarpsoeStratos Wealth Advisors LLC
- Joshua R. HarrellBalanced Wealth Group LLC · Certified Financial Planner
- Jamelie M. HartmanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael HartnettStrategic Advisers LLC · Certified Financial Planner
- Timothy C. HayesRBC Capital Markets, LLC
- Kyle J. HealyMorgan Stanley
- Justin HeinRaymond James & Associates, Inc.
- Timothy A. HerlingRaymond James Financial Services Advisors, Inc.
- Robert B. HirshOsaic Wealth, Inc.
- Christopher HirzThrivent Investment Management Inc.
- Marci HodgeProsperity Capital Advisors
- Megan HoholskiWells Fargo Advisors Financial Network, LLC
- Patrick J. HollandUBS Financial Services Inc.
- William R. HornungRaymond James & Associates, Inc. · Certified Financial Planner
- Joseph W. HudakRBC Capital Markets, LLC
- Jeffrey L. HurstPrincipal Securities, Inc. · Certified Financial Planner
- Joshua D. IngallsWells Fargo Advisors Financial Network, LLC
- Michael JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jason S. JaversStrategic Advisers LLC
- Gayle M. JendzejecProsperity Capital Advisors · Chartered Financial Consultant
- Joel J. JensenCambridge Investment Research Advisors, Inc.
- Ramesh C. JhaveriInvestments Technology Inc.
- Casey JohansenProsperity Capital Advisors
- Gregory S. JohnsonParadigm Wealth Management, LLC
- John F. JohnsonRaymond James & Associates, Inc.
- Scott T. JonesRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- James P. JumpOsaic Wealth, Inc.
- Brian M. KahlNewedge Advisors
- Jennifer F. KahlNewedge Advisors
- Nicholas M. KaplanCornerstone Wealth Management · Certified Financial Planner
- Nathan A. KaufmanCitizens Securities, Inc. · Certified Financial Planner
- Andrew J. KayeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael W. Kelley IICornerstone Wealth Management · Certified Financial Planner
- Patricia A. KelleyUBS Financial Services Inc.
- Cynthia H. KennedyStrategic Advisers LLC
- Janna P. KepnerMorgan Stanley
- Jonathan KesselmanLPL Financial LLC · Certified Financial Planner
- Brett G. KetvertisOsaic Wealth, Inc. · Chartered Financial Consultant
- Edward M. KilpatrickNorthwestern Mutual Investment Services, LLC · Chartered Financial Consultant
- Bryan J. KisslingWells Fargo Clearing Services, LLC · Certified Financial Planner
- Connor K. KisslingWells Fargo Clearing Services, LLC
- Karl A. KnielyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeffrey J. KobakLPL Financial LLC
- Kevin C. KozlowskiFifth Third Securities, Inc.
- Bryan R. KranekOsaic Wealth, Inc.
- Teodore J. KrawecRaymond James & Associates, Inc.
- Douglas C. KuhlmanParadigm Wealth Management, LLC
- John C. LandersPNC Wealth Management LLC
- Daniel M. LathamWells Fargo Clearing Services, LLC · Certified Financial Planner
- Meghan E. LathamUBS Financial Services Inc.
- William R. LavertyMorgan Stanley
- John P. Lee Jr.Wells Fargo Advisors Financial Network, LLC
- Andrew M. LeemanEagle Strategies LLC
- Mary LeneghanCetera Investment Advisers LLC
- Patrick LeonNorthwestern Mutual Investment Services, LLC
- Timothy J. LeonardWells Fargo Clearing Services, LLC
- James A. LeoneCambridge Investment Research Advisors, Inc.
- David M. LesjakLesjak Planning, LLC
- Kevin M. LesjakLesjak Planning, LLC · Certified Financial Planner
- Michael J. LesjakLesjak Planning, LLC
- Richard T. LincolnProsperity Capital Advisors · Certified Financial Planner
- John C. LipajRaymond James Financial Services Advisors, Inc.
- Gregory LockerCharles Schwab & Co., Inc.
- Matthew R. LoefflerEdelman Financial Engines · Certified Financial Planner
- Melody M. LoweProsperity Capital Advisors
- Christian L. LucciCharles Schwab & Co., Inc.
- Kenneth J. LukeCetera Investment Advisers LLC
- Steve P. LullMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Stephan C. MachovinaRaymond James & Associates, Inc.
- Brian M. MackertMorgan Stanley
- Marie L. MadaraszProsperity Capital Advisors
- Edmund V. MaloneCornerstone Wealth Management
- Julie T. ManningProsperity Capital Advisors
- Austin MarciniakCharles Schwab & Co., Inc. · Certified Financial Planner
- Angela L. MarshMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Samuel B. MartelloRBC Capital Markets, LLC
- Gus J. MarzavasRBC Capital Markets, LLC
- Felicia MasseyWells Fargo Clearing Services, LLC
- Matthew H. MatheneyFirst Heartland Consultants, Inc.
- Augustine R. MathesonCornerstone Wealth Management
- Ron R. MaxwellAmfg Wealth Management LLC
- Anthony J. McDavidOsaic Wealth, Inc.
- Kathleen A. McGrathW3 Wealth Advisors, LLC · Certified Financial Planner
- Cynthia M. McHughRBC Capital Markets, LLC · Certified Financial Planner
- Ryan P. McKeanCambridge Investment Research Advisors, Inc.
- Joshua S. MeldaCleveland Retirement Planning LLC · Certified Financial Planner
- David A. MercadoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Philip M. MercioRBC Capital Markets, LLC
- George M. MercurioMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Alfonso MessinaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- George L. MichalkeWells Fargo Clearing Services, LLC
- John Middleton Jr.Wells Fargo Clearing Services, LLC
- Julianna J. MillerUBS Financial Services Inc.
- Tammy L. MillerThrivent Investment Management Inc.
- Brian D. MinierProsperity Capital Advisors
- Emily G. MinnichUBS Financial Services Inc.
- Marco G. MirandaCompound Planning, Inc.
- Nick A. MirandaEdward Jones · Certified Financial Planner
- David E. MosbergProsperity Capital Advisors
- Daniel P. MottMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Richard M. MuccioGwn Securities Inc.
- Rebecca S. MurphyOsaic Wealth, Inc. · Chartered Financial Consultant
- Todd M. MusialCambridge Investment Research Advisors, Inc.
- Dominic B. NajemMorgan Stanley
- Alexandra L. NeroMorgan Stanley · Certified Financial Planner
- Zachary D. NeroCharles Schwab & Co., Inc.
- John Nesby Jr.Charles Schwab & Co., Inc.
- Denise NeugebauerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jennifer L. NidaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael T. NieberdingStrategic Advisers LLC · Certified Financial Planner
- Michael A. NormanCambridge Investment Research Advisors, Inc.
- Coleman O'LearyCambridge Investment Research Advisors, Inc.
- Sean O'ReillyWells Fargo Advisors Financial Network, LLC · Certified Financial Planner
- Nancy L. OktavecJps Financial, LLC
- Michael S. OravetzUBS Financial Services Inc.
- Jennifer M. OxleyMorgan Stanley
- Raquel B. PachecoWells Fargo Clearing Services, LLC · Certified Financial Planner
- Coleen C. ParadissisJ.P. Morgan Securities LLC
- Ankit PatelStrategic Advisers LLC
- Bryce PatrickStrategic Advisers LLC
- Barry D. PavloFort Washington Investment Advisors Inc. · Chartered Financial Analyst
- James M. PazderakCovenant Wealth Advisors
- Jason G. PenceCharles Schwab & Co., Inc. · Certified Financial Planner
- Amanda L. PenitzRaymond James & Associates, Inc.
- Ignatius D. PermadiWells Fargo Clearing Services, LLC
- Nathan S. PetersenAmeriprise Financial Services, LLC
- Nick A. PietrocolaAmeriprise Financial Services, LLC
- Gregory M. PinterJps Financial, LLC · Certified Financial Planner, Chartered Financial Analyst
- John W. PinterJps Financial, LLC · Chartered Financial Consultant
- Stephen J. PinterJps Financial, LLC
- Brian L. PintoAmeriprise Financial Services, LLC
- Lauren PlesmidCetera Investment Advisers LLC
- Roger A. PotterBalanced Wealth Group LLC
- Michael B. PowersOnedigital
- Ellis P. PristashCharles Schwab & Co., Inc.
- Jonathan A. PulitoArcher Investment Corporation
- Lynne K. PurtellMorgan Stanley
- Donald P. QualtersLPL Financial LLC
- Mario Quintero Jr.Raymond James Financial Services Advisors, Inc.
- Jean L. RaabUBS Financial Services Inc.
- Roger R. RachulThrivent Investment Management Inc. · Certified Financial Planner, Chartered Financial Consultant
- Scott RaineyStrategic Advisers LLC
- Marnie R. RandelParadigm Wealth Management, LLC · Certified Financial Planner
- Brian M. ReesRaymond James Financial Services Advisors, Inc.
- Michelle L. ReynoldsRBC Capital Markets, LLC
- Barry L. Rice Jr.Edward Jones
- Ryan RichardsWells Fargo Advisors Financial Network, LLC
- Christian J. RiemenschneiderMorgan Stanley
- Steven M. RiniMorgan Stanley
- Luke W. RipienskiProsperity Capital Advisors · Certified Financial Planner
- Ryan E. RocheRaymond James & Associates, Inc.
- Anna G. RodiselUBS Financial Services Inc.
- Drew S. RoggenburkRBC Capital Markets, LLC · Certified Financial Planner
- Michael G. RomanelloIndependence Capital Co., Inc.
- Benjamin RoyProsperity Capital Advisors
- Alexander J. RuizMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Joseph M. Salerno Jr.Prosperity Capital Advisors
- Michael T. SalopekCetera Investment Advisers LLC
- Michael S. SchaferRaymond James Financial Services Advisors, Inc.
- Susan A. SchaufeleIndependent Financial Group, LLC
- William SchirmerStrategic Advisers LLC
- Chadwic S. SchmeltzerCharles Schwab & Co., Inc.
- Carol A. SchmidlinProsperity Capital Advisors
- Jeffrey A. ScottProsperity Capital Advisors
- Theresa SdrakasFifth Third Securities, Inc.
- Keith L. SechlerKeystone Financial Planning, Inc. · Certified Financial Planner
- Anastasiya SembayCornerstone Wealth Management
- Ramona L. ShankUBS Financial Services Inc.
- Michael ShapiroAmeriprise Financial Services, LLC
- Ryan E. ShoopRoyal Oak Financial Advisors, LLC
- Karrie SimmRaymond James & Associates, Inc.
- Satish G. SinghAmeriprise Financial Services, LLC · Certified Financial Planner
- Shane Y. SkuhrovecCetera Investment Advisers LLC
- Scott A. SlavikUBS Financial Services Inc.
- John E. SlymanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Stephan M. SmelkoCharles Schwab & Co., Inc.
- Michael P. SofkaRaymond James & Associates, Inc.
- Sarah F. SoriaProsperity Capital Advisors · Certified Financial Planner
- John D. SouthworthSouthworth Investment Management, LLC · Chartered Financial Analyst
- Angela M. SpechtMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Zachariah J. SpicerAmfg Wealth Management LLC
- Kimberly A. SpisakCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- Brandon C. SpitzerUBS Financial Services Inc. · Certified Financial Planner
- Thomas J. Sponseller Jr.Morgan Stanley
- Gary E. SprecherCommonwealth Financial Network
- Katie J. StefanskiRBC Capital Markets, LLC
- Christina A. SteinMorgan Stanley
- Brandon M. SteinhagenElios Financial Group, Inc. · Certified Financial Planner, Chartered Financial Consultant
- Mark W. StevenhagenCharles Schwab & Co., Inc.
Other cities in Ohio
All of Ohio →Cincinnati 2,487Columbus 2,045Cleveland 663Dublin 531Akron 472Toledo 329Brooklyn 309Beachwood 298Independence 241Pepper Pike 240Dayton 238Canton 230Miamisburg 184Maumee 181Westerville 173Canfield 154Worthington 152Beavercreek 141Centerville 141Hudson 127West Chester 125Richfield 115Findlay 108Perrysburg 106
Questions
How many financial advisors are in Westlake, OH?
349 investment adviser representatives are registered at firm offices in Westlake, Ohio, according to the SEC's Investment Adviser Public Disclosure records. 280 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Westlake?
Prosperity Capital Advisors, with 28 registered advisors in Westlake, followed by UBS Financial Services Inc. with 24.
How do I check a financial advisor in Westlake?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.