Financial ADVSR advisor directory · SEC adviser records
Charles Schwab & Co., Inc. financial advisors in Westlake, OH
Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Westlake, A to Z.
The short answer
14 registered advisors work at Charles Schwab & Co., Inc. in Westlake, out of 5,937 at the firm nationwide; it ranks number 8 in the city by advisors. 3 list the CFP designation and 14 are also registered broker representatives.
Charles Schwab & Co., Inc. advisors in Westlake, A to Z
Every Charles Schwab & Co., Inc. advisor →- Shawn GaiserCertified Financial Planner · Also a broker rep
- Matthew S. GradyAlso a broker rep
- Gregory LockerAlso a broker rep
- Austin MarciniakCertified Financial Planner · Also a broker rep
- Zachary D. NeroAlso a broker rep
- John Nesby Jr.Also a broker rep
- Jason G. PenceCertified Financial Planner · Also a broker rep
- Ellis P. PristashAlso a broker rep
- Chadwic S. SchmeltzerAlso a broker rep
- Stephan M. SmelkoAlso a broker rep
- Mark W. StevenhagenAlso a broker rep
- Katie E. SweeneyAlso a broker rep
- Clarise R. VennittiAlso a broker rep
- Mark L. ZodyAlso a broker rep
Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →
Charles Schwab & Co., Inc. advisors in other cities
Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40
Other firms in Westlake
All Westlake advisors →Prosperity Capital Advisors 28UBS Financial Services Inc. 24Morgan Stanley 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Raymond James & Associates, Inc. 19Strategic Advisers LLC 19RBC Capital Markets, LLC 17Ameriprise Financial Services, LLC 13Raymond James Financial Services Advisors, Inc. 13Wells Fargo Clearing Services, LLC 12Cambridge Investment Research Advisors, Inc. 11Wells Fargo Advisors Financial Network, LLC 9
Questions
How many financial advisors does Charles Schwab & Co., Inc. have in Westlake?
14 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Westlake, Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 3 list the CFP designation and 14 are also registered as broker representatives.
Is Charles Schwab & Co., Inc. one of the largest advisor employers in Westlake?
Charles Schwab & Co., Inc. ranks number 8 in Westlake by registered advisors; Prosperity Capital Advisors has the most, with 28.
How do I check a Charles Schwab & Co., Inc. advisor in Westlake?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.