Financial ADVSR advisor directory · SEC adviser records
Prosperity Capital Advisors financial advisors in Westlake, OH
Every SEC-registered investment adviser representative at a Prosperity Capital Advisors office in Westlake, A to Z.
The short answer
32 registered advisors work at Prosperity Capital Advisors in Westlake, out of 91 at the firm nationwide; it ranks number 1 in the city by advisors. 9 list the CFP designation and 5 are also registered broker representatives.
Prosperity Capital Advisors advisors in Westlake, A to Z
Every Prosperity Capital Advisors advisor →- David M. AlisonCertified Financial Planner
- Kurt M. ArseneauInvestment adviser rep
- Ryan P. AsherInvestment adviser rep
- Philip BrandtInvestment adviser rep
- David T. BuckwaldCertified Financial Planner · Also a broker rep
- Giancarlo CapodannoAlso a broker rep
- Michael J. DelgrecoInvestment adviser rep
- James M. DeluciaInvestment adviser rep
- David GriswoldInvestment adviser rep
- William C. GuthrieCertified Financial Planner
- Timothy J. HaasCertified Financial Planner
- Gayle M. JendzejecChartered Financial Consultant
- Casey JohansenInvestment adviser rep
- Richard T. LincolnCertified Financial Planner · Also a broker rep
- Melody M. LoweInvestment adviser rep
- Marie L. MadaraszInvestment adviser rep
- Julie T. ManningInvestment adviser rep
- Seth A. MeislerCertified Financial Planner, Chartered Financial Analyst
- Brian D. MinierInvestment adviser rep
- Grace NicholsonInvestment adviser rep
- Stoyan P. PetevCertified Financial Planner, Chartered Financial Consultant, Chartered Financial Analyst
- Luke W. RipienskiCertified Financial Planner
- Benjamin RoyInvestment adviser rep
- Joseph M. Salerno Jr.Investment adviser rep
- Farrin E. SchetterInvestment adviser rep
- Carol A. SchmidlinInvestment adviser rep
- Andrew SerzanAlso a broker rep
- Joshua SoriaInvestment adviser rep
- Anthony T. SwiderskiInvestment adviser rep
- Jeffrey S. WarnkinCertified Financial Planner · Also a broker rep
- Sarah N. WarnkinInvestment adviser rep
- Matthew R. YakimowInvestment adviser rep
Prosperity Capital Advisors advisors in every city and state →Prosperity Capital Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →
Prosperity Capital Advisors advisors in other cities
Avon, OH 5Schererville, IN 4Arden, NC 3Rocky Mount, NC 3South Easton, MA 3Alachua, FL 2Fishkill, NY 2Rochester, MI 2Schereville, IN 2Stuart, NE 2Akron, OH 1Arvada, CO 1Berkeley Heights, NJ 1Blacksburg, VA 1Bonita Springs, FL 1
Other firms in Westlake
All Westlake advisors →UBS Financial Services Inc. 25Morgan Stanley 22Strategic Advisers LLC 20Raymond James & Associates, Inc. 19Merrill Lynch, Pierce, Fenner & Smith Incorporated 18RBC Capital Markets, LLC 18Ameriprise Financial Services, LLC 14Charles Schwab & Co., Inc. 13Wells Fargo Clearing Services, LLC 13Raymond James Financial Services Advisors, Inc. 12Cambridge Investment Research Advisors, Inc. 11Wells Fargo Advisors Financial Network, LLC 10
Questions
How many financial advisors does Prosperity Capital Advisors have in Westlake?
32 investment adviser representatives are registered at Prosperity Capital Advisors offices in Westlake, Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 91 nationwide. 9 list the CFP designation and 5 are also registered as broker representatives.
Is Prosperity Capital Advisors one of the largest advisor employers in Westlake?
Prosperity Capital Advisors ranks number 1 in Westlake by registered advisors, ahead of UBS Financial Services Inc. (25).
How do I check a Prosperity Capital Advisors advisor in Westlake?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prosperity Capital Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.