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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rochester, MI

Every SEC-registered investment adviser representative at a firm office in Rochester, with the firms that employ the most of them.

163 registered advisors work in Rochester; the most are at LPL Financial LLC (30). 0 list the CFP designation and 127 are also registered broker representatives.

Firms with the most advisors in Rochester

FirmAdvisors in Rochester
LPL Financial LLC news30
Morgan Stanley news18
Cpr Investments Inc.14
Managed Asset Portfolios, LLC14
Edward Jones news9
Stifel, Nicolaus & Company, Incorporated news9
Raymond James & Associates, Inc. news8
Cetera Investment Advisers LLC news7
J.P. Morgan Securities LLC news7
Clarkston Capital Partners, LLC6
Raymond James Financial Services Advisors, Inc. news6
Rochester Wealth Strategies, LLC4
Strategic Advisers LLC4
A & L Financial Services, LLC3
Cambridge Investment Research Advisors, Inc. news3
Equitable Advisors, LLC news3
Osaic Wealth, Inc. news3
Advize Wealth Management2
Fifth Third Securities, Inc.2
Ameriprise Financial Services, LLC news1
Edelman Financial Engines news1
Federated Global Investment Management Corp.1
Federated Investment Counseling1
Integrity Alliance, LLC.1
Kovack Advisors, Inc.1

Advisors in Rochester, A to Z

Search all of Michigan →

Other cities in Michigan

All of Michigan →

Grand Rapids 989Troy 795Ann Arbor 681Bloomfield Hills 639Southfield 497Birmingham 486Farmington Hills 416Traverse City 244Novi 212Holland 209Portage 197Kalamazoo 174Brighton 167Plymouth 165East Lansing 164Saginaw 155Ada 138Grand Blanc 127Auburn Hills 125Lansing 122Livonia 109Northville 109Midland 108Okemos 94

Questions

How many financial advisors are in Rochester, MI?

163 investment adviser representatives are registered at firm offices in Rochester, Michigan, according to the SEC's Investment Adviser Public Disclosure records. 127 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rochester?

LPL Financial LLC, with 30 registered advisors in Rochester, followed by Morgan Stanley with 18.

How do I check a financial advisor in Rochester?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.