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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Traverse City, MI

Every SEC-registered investment adviser representative at a firm office in Traverse City, with the firms that employ the most of them.

244 registered advisors work in Traverse City; the most are at LPL Financial LLC (18). 0 list the CFP designation and 179 are also registered broker representatives.

Firms with the most advisors in Traverse City

FirmAdvisors in Traverse City
LPL Financial LLC news18
Merrill Lynch, Pierce, Fenner & Smith Incorporated news18
Wells Fargo Clearing Services, LLC news14
Edward Jones news11
Raymond James & Associates, Inc. news11
Robert W. Baird & Co. Incorporated news11
Ameriprise Financial Services, LLC news9
Centennial Wealth Advisory, LLC8
J.P. Morgan Securities LLC news8
Morgan Stanley news8
Old Mission Investment Company, LLC8
Stifel, Nicolaus & Company, Incorporated news8
Stonepath Wealth Management6
Cambridge Investment Research Advisors, Inc. news5
Cetera Investment Advisers LLC news5
Fifth Third Securities, Inc.5
Raymond James Financial Services Advisors, Inc. news5
State Farm Investment Management Corp.5
Equitable Advisors, LLC news4
Hantz Financial Services, Inc.4
Hemming& Wealth Management, Inc.4
Blueprint Partners LLC3
Hightower Advisors, LLC news3
Independent Wealth Management, LLC3
Integrated Wealth Concepts LLC3

Advisors in Traverse City, A to Z

Search all of Michigan →

Other cities in Michigan

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Grand Rapids 989Troy 795Ann Arbor 681Bloomfield Hills 639Southfield 497Birmingham 486Farmington Hills 416Novi 212Holland 209Portage 197Kalamazoo 174Brighton 167Plymouth 165East Lansing 164Rochester 163Saginaw 155Ada 138Grand Blanc 127Auburn Hills 125Lansing 122Livonia 109Northville 109Midland 108Okemos 94

Questions

How many financial advisors are in Traverse City, MI?

244 investment adviser representatives are registered at firm offices in Traverse City, Michigan, according to the SEC's Investment Adviser Public Disclosure records. 179 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Traverse City?

LPL Financial LLC, with 18 registered advisors in Traverse City, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 18.

How do I check a financial advisor in Traverse City?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.