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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Auburn Hills, MI

Every SEC-registered investment adviser representative at a firm office in Auburn Hills, with the firms that employ the most of them.

123 registered advisors work in Auburn Hills; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (35). 35 list the CFP designation and 93 are also registered broker representatives.

Firms with the most advisors in Auburn Hills

FirmAdvisors in Auburn Hills
Merrill Lynch, Pierce, Fenner & Smith Incorporated news35
Ameriprise Financial Services, LLC news13
Plante Moran Financial Advisors11
Raymond James & Associates, Inc. news11
LPL Financial LLC news8
Osaic Wealth, Inc. news8
Cx Institutional, LLC5
J.P. Morgan Securities LLC news5
Commonwealth Financial Network news4
Retirement Resources, LLC4
Kestra Private Wealth Services, LLC news3
Onedigital3
Centaurus Financial, Inc.2
Melone Private Wealth, LLC2
Team Covert, LLC2
Defining Wealth1
Equitable Advisors, LLC news1
Kaydan Wealth Management, Inc.1
MML Investors Services, LLC1
New View Financial, LLC1
Raymond James Financial Services Advisors, Inc. news1
Uhy Wealth Management Ria LLC1

Advisors in Auburn Hills, A to Z

CFP advisors in Auburn Hills →

Other cities in Michigan

All of Michigan →

Grand Rapids 951Troy 761Ann Arbor 649Bloomfield Hills 576Southfield 479Birmingham 453Farmington Hills 393Traverse City 230Holland 203Novi 200Portage 193Brighton 161Kalamazoo 159East Lansing 157Plymouth 154Rochester 153Saginaw 142Grand Blanc 124Lansing 123Ada 121Midland 107Livonia 100Northville 99Grandville 96

Questions

How many financial advisors are in Auburn Hills, MI?

123 investment adviser representatives are registered at firm offices in Auburn Hills, Michigan, according to the SEC's Investment Adviser Public Disclosure records. 93 of them are also registered as broker representatives, and 35 list the CFP designation.

Which firm has the most financial advisors in Auburn Hills?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 35 registered advisors in Auburn Hills, followed by Ameriprise Financial Services, LLC with 13.

How do I check a financial advisor in Auburn Hills?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.