Asset manager · Farmington Hills, MI
UHY Wealth Management RIA LLC
SEC-registered investment adviser · CRD 317608 · SEC 801-135711
At a glance
UHY Wealth Management RIA LLC is an SEC-registered investment adviser based in Farmington Hills, Michigan, with $103 million in regulatory assets under management as of its Form ADV filed April 20, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 89 individual clients. By Form ADV it is a asset manager, ranked 2,329th of 3,218 asset managers and 15,349th of 17,210 SEC-registered advisers by assets.
Main office 248-609-1610As filed on Form ADV
- Regulatory AUM
- $103M
- Rank among asset managers
- #2,329 of 3,218
- Rank among all SEC RIAs
- #15,349 of 17,210
- Rank in Michigan
- #292 of 305
- Individual clients
- 89
- High-net-worth clients
- 81
- Accounts
- 90
- Discretionary
- 44% of AUM
- Employees
- 6
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Brian M. MegenityChief Compliance Officer
- Thomas D. BomberskiSecretary, Director
- Daniel J. LaginessPresident, COO, Managing Director
- Laura A. LapeerTreasurer, CFO, Director
Custody and brokerage
2 custodians
- Empower Financial Services$58M56%
- Charles Schwab$45M44%
Other RIAs using Empower Financial ServicesOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
UHY Wealth Management RIA LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: UHY Capital Group, LLC.
- UHY Capital Group, LLC ↗CRD 117867
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed February 2026) names Osaic Wealth, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Certain of our associates are registered representatives of an unaffiliated broker -dealer, Osaic Wealth, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | – | $58M | 56% |
| High-net-worth individuals | 81 | $44M | 43% |
| Individuals | 8 | $1M | 1% |
Disciplinary disclosures
UHY Wealth Management RIA LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on UHY Wealth Management RIA LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 548 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does UHY Wealth Management RIA LLC manage?
UHY Wealth Management RIA LLC reports $103 million in regulatory assets under management across 90 accounts, 44% of it on a discretionary basis, on its Form ADV filed April 20, 2026.
What kind of firm is UHY Wealth Management RIA LLC?
UHY Wealth Management RIA LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are UHY Wealth Management RIA LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($58 million); high-net-worth individuals ($44 million, 81 clients); individuals ($1 million, 8 clients).
Does UHY Wealth Management RIA LLC have any disciplinary history?
UHY Wealth Management RIA LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is UHY Wealth Management RIA LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →