Broker-dealer firm · Southfield, MI
Hantz Financial Services, Inc.
SEC-registered investment adviser · CRD 46047 · SEC 801-106859
At a glance
Hantz Financial Services, Inc. is an SEC-registered investment adviser based in Southfield, Michigan, with $10.0 billion in regulatory assets under management as of its Form ADV filed September 8, 2026. Its largest client group by assets is individuals, and it reports 23,624 individual clients. By Form ADV it is a broker-dealer firm, ranked 67th of 391 broker-dealer firms and 1,371st of 17,210 SEC-registered advisers by assets.
Main office 248-304-2855hantzgroup.comAs filed on Form ADV
- Regulatory AUM
- $10B
- Rank among broker-dealer firms
- #67 of 391
- Rank among all SEC RIAs
- #1,371 of 17,210
- Rank in Michigan
- #8 of 305
- Individual clients
- 23,624
- High-net-worth clients
- 2,423
- Accounts
- 121,451
- Discretionary
- 90% of AUM
- Employees
- 435
- Advisory staff
- 333
- Offices
- 21
Owners and executives on its Form ADV
- Michael Oras ReidSenior VP
- Renee Ann YarochVp/cfo/finop/principal Operations Officer
- Jamie Miller RacineSenior VP
- John Francis MachcinskiPresident/secretary/chief Compliance Officer
- John Frederick BeebeSenior VP
- Jeffery Harold SoperSenior VP
- John Russell HantzDirector
- Kimberly Diane HantzDirector
- David Joseph SheaDirector
- Lauren Christine HantzDirector
- Thomas Craig McAlearDirector
- Daniel Joseph StevensSenior VP
Custody and brokerage
Broker-dealer
Hybrid RIA
Hantz Financial Services, Inc. is a hybrid RIA: 353 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 21,201 | $5.4B | 54% |
| High-net-worth individuals | 2,423 | $4.5B | 45% |
| Corporations or other businesses | 191 | $49M | <1% |
| Charitable organizations | 230 | $15M | <1% |
| Pension and profit sharing plans | 25 | $13M | <1% |
Private funds
Hantz Financial Services, Inc. reports 5 private funds with $77M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Hantz Financial Services, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗hantzgroup.com ↗
AtlasMembers
The full record on Hantz Financial Services, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 71 peers of its type and size
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- Owners and executives, with titles and stakes
- 16 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hantz Financial Services, Inc. manage?
Hantz Financial Services, Inc. reports $10.0 billion in regulatory assets under management across 121,451 accounts, 90% of it on a discretionary basis, on its Form ADV filed September 8, 2026.
What kind of firm is Hantz Financial Services, Inc.?
Hantz Financial Services, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser. It reports a bank or thrift among its related persons.
Who are Hantz Financial Services, Inc.’s clients?
By assets, its largest client types are individuals ($5.4 billion, 21,201 clients); high-net-worth individuals ($4.5 billion, 2,423 clients); corporations or other businesses ($49 million, 191 clients).
Does Hantz Financial Services, Inc. manage private funds?
Yes. It reports 5 private funds with $77 million in gross assets, including private equity funds.
Does Hantz Financial Services, Inc. have any disciplinary history?
Hantz Financial Services, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Hantz Financial Services, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-08), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →