Chief Compliance Officer · Hemming& Wealth Management, Inc.
Jena C. Posey
CRD 5864603 · Named on Form ADV at one SEC-registered adviser
At a glance
Hemming& Wealth Management, Inc., an SEC-registered wealth manager based in Traverse City, MI with $293 million in regulatory assets, lists Jena C. Posey on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Hemming& Wealth Management, Inc.Chief Compliance OfficerWealth manager · Traverse City, MI · $293M in regulatory assets
AtlasMembers
Jena’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Autumn C SoltysiakVice President, Financial Advisor, Hemming& Wealth Management, Inc.
- Dawn M. HemmingFounder and President, Hemming& Wealth Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Jena’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.