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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Independent Wealth Management, LLC financial advisors in Traverse City, MI

Every SEC-registered investment adviser representative at a Independent Wealth Management, LLC office in Traverse City, A to Z.

The short answer

3 registered advisors work at Independent Wealth Management, LLC in Traverse City, out of 3 at the firm nationwide; it ranks number 25 in the city by advisors. 3 list the CFP designation and 0 are also registered broker representatives.

Independent Wealth Management, LLC advisors in Traverse City, A to Z

Every Independent Wealth Management, LLC advisor →

Independent Wealth Management, LLC advisors in every city and state →Independent Wealth Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Traverse City

All Traverse City advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 17LPL Financial LLC 15Wells Fargo Clearing Services, LLC 13Raymond James & Associates, Inc. 11Ameriprise Financial Services, LLC 9Edward Jones 9Robert W. Baird & Co. Incorporated 9Stifel, Nicolaus & Company, Incorporated 9Centennial Wealth Advisory, LLC 8Old Mission Investment Company, LLC 8J.P. Morgan Securities LLC 7Morgan Stanley 6

Questions

How many financial advisors does Independent Wealth Management, LLC have in Traverse City?

3 investment adviser representatives are registered at Independent Wealth Management, LLC offices in Traverse City, Michigan, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 3 list the CFP designation and 0 are also registered as broker representatives.

Is Independent Wealth Management, LLC one of the largest advisor employers in Traverse City?

Independent Wealth Management, LLC ranks number 25 in Traverse City by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 17.

How do I check a Independent Wealth Management, LLC advisor in Traverse City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Independent Wealth Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.