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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Traverse City, MI

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Traverse City, A to Z.

The short answer

17 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Traverse City, out of 22,882 at the firm nationwide; it ranks number 1 in the city by advisors. 1 list the CFP designation and 17 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Traverse City, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175

Other firms in Traverse City

All Traverse City advisors →

LPL Financial LLC 15Wells Fargo Clearing Services, LLC 13Raymond James & Associates, Inc. 11Ameriprise Financial Services, LLC 9Edward Jones 9Robert W. Baird & Co. Incorporated 9Stifel, Nicolaus & Company, Incorporated 9Centennial Wealth Advisory, LLC 8Old Mission Investment Company, LLC 8J.P. Morgan Securities LLC 7Morgan Stanley 6State Farm Investment Management Corp. 6

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Traverse City?

17 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Traverse City, Michigan, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 1 list the CFP designation and 17 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Traverse City?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 1 in Traverse City by registered advisors, ahead of LPL Financial LLC (15).

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Traverse City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.