Financial ADVSR advisor directory · SEC adviser records
RBC Capital Markets, LLC financial advisors in Westlake, OH
Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Westlake, A to Z.
The short answer
17 registered advisors work at RBC Capital Markets, LLC in Westlake, out of 3,466 at the firm nationwide; it ranks number 7 in the city by advisors. 3 list the CFP designation and 17 are also registered broker representatives.
RBC Capital Markets, LLC advisors in Westlake, A to Z
Every RBC Capital Markets, LLC advisor →- Jeffrey A. BrauschAlso a broker rep
- Joseph C. Caruso Jr.Also a broker rep
- Matthew A. ClemensCertified Financial Planner · Also a broker rep
- Matthew E. DuffyAlso a broker rep
- Adrienne GavesAlso a broker rep
- Scott R. GiltinanAlso a broker rep
- Timothy C. HayesAlso a broker rep
- Joseph W. HudakAlso a broker rep
- Samuel B. MartelloAlso a broker rep
- Gus J. MarzavasAlso a broker rep
- Cynthia M. McHughCertified Financial Planner · Also a broker rep
- Philip M. MercioAlso a broker rep
- Michelle L. ReynoldsAlso a broker rep
- Drew S. RoggenburkCertified Financial Planner · Also a broker rep
- Katie J. StefanskiAlso a broker rep
- Brian K. SullivanAlso a broker rep
- Dianne M. SzaboAlso a broker rep
RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →
RBC Capital Markets, LLC advisors in other cities
Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36
Other firms in Westlake
All Westlake advisors →Prosperity Capital Advisors 32UBS Financial Services Inc. 25Morgan Stanley 22Strategic Advisers LLC 20Raymond James & Associates, Inc. 19Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Ameriprise Financial Services, LLC 14Charles Schwab & Co., Inc. 13Wells Fargo Clearing Services, LLC 13Raymond James Financial Services Advisors, Inc. 12Cambridge Investment Research Advisors, Inc. 11Wells Fargo Advisors Financial Network, LLC 10
Questions
How many financial advisors does RBC Capital Markets, LLC have in Westlake?
17 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Westlake, Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 3 list the CFP designation and 17 are also registered as broker representatives.
Is RBC Capital Markets, LLC one of the largest advisor employers in Westlake?
RBC Capital Markets, LLC ranks number 7 in Westlake by registered advisors; Prosperity Capital Advisors has the most, with 32.
How do I check a RBC Capital Markets, LLC advisor in Westlake?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.