Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Dayton, OH

Every SEC-registered investment adviser representative at a firm office in Dayton, with the firms that employ the most of them.

The short answer

227 registered advisors work in Dayton; the most are at Ameriprise Financial Services, LLC (14). 41 list the CFP designation and 146 are also registered broker representatives.

Firms with the most advisors in Dayton

FirmAdvisors in Dayton
Ameriprise Financial Services, LLC news14
Raymond James Financial Services Advisors, Inc. news14
Beacon Capital Management, Inc.12
Edward Jones news11
LPL Financial LLC news11
Pfs Investments Inc.11
Transamerica Financial Advisors, LLC11
Waverly Advisors, LLC11
Cetera Investment Advisers LLC news9
Ae Wealth Management, LLC8
Eubel Brady & Suttman7
Fifth Third Securities, Inc.6
Jessup Wealth Management6
State Farm Investment Management Corp.6
Tudor Financial, Inc.6
Anderson Financial Strategies, LLC4
Park Avenue Securities LLC4
Cambridge Investment Research Advisors, Inc. news3
J.P. Morgan Securities LLC news3
Osaic Wealth, Inc. news3
Prospera Financial Services, Inc.3
Strategic Advisers LLC3
Wells Fargo Advisors Financial Network, LLC news3
Artifex Financial Group, LLC2
Blake Schutter Theil Wealth Advisors, LLC2

Advisors in Dayton, A to Z

CFP advisors in Dayton →

Other cities in Ohio

All of Ohio →

Cincinnati 2,306Columbus 1,892Cleveland 606Dublin 496Akron 445Westlake 342Toledo 316Brooklyn 287Beachwood 278Independence 236Pepper Pike 226Canton 202Miamisburg 180Maumee 165Westerville 146Canfield 144Worthington 138Centerville 134Beavercreek 125West Chester 125Hudson 115Findlay 104Richfield 102Perrysburg 96

Questions

How many financial advisors are in Dayton, OH?

227 investment adviser representatives are registered at firm offices in Dayton, Ohio, according to the SEC's Investment Adviser Public Disclosure records. 146 of them are also registered as broker representatives, and 41 list the CFP designation.

Which firm has the most financial advisors in Dayton?

Ameriprise Financial Services, LLC, with 14 registered advisors in Dayton, followed by Raymond James Financial Services Advisors, Inc. with 14.

How do I check a financial advisor in Dayton?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.