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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in Dayton, OH

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Dayton, A to Z.

3 registered advisors work at Prospera Financial Services, Inc. in Dayton, out of 277 at the firm nationwide; it ranks number 21 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Prospera Financial Services, Inc. advisors in Dayton, A to Z

Every Prospera Financial Services, Inc. advisor →

Prospera Financial Services, Inc. advisors in every city and state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. advisors in other cities

Dallas, TX 60Metairie, LA 9Redlands, CA 9Ballwin, MO 8Lafayette, LA 7Irvine, CA 6Mandeville, LA 6Memphis, TN 6Hurst, TX 5Knoxville, TN 5Rochester, NY 5St. Peters, MO 5Crown Point, IN 4Lubbock, TX 4St. Louis, MO 4

Other firms in Dayton

All Dayton advisors →

Ameriprise Financial Services, LLC 14Raymond James Financial Services Advisors, Inc. 14Beacon Capital Management, Inc. 12Edward Jones 11LPL Financial LLC 11Pfs Investments Inc. 11Transamerica Financial Advisors, LLC 11Waverly Advisors, LLC 11Cetera Investment Advisers LLC 9Ae Wealth Management, LLC 8Eubel Brady & Suttman 7Fifth Third Securities, Inc. 6

Questions

How many financial advisors does Prospera Financial Services, Inc. have in Dayton?

3 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Dayton, Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 277 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Prospera Financial Services, Inc. one of the largest advisor employers in Dayton?

Prospera Financial Services, Inc. ranks number 21 in Dayton by registered advisors; Ameriprise Financial Services, LLC has the most, with 14.

How do I check a Prospera Financial Services, Inc. advisor in Dayton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.