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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in Memphis, TN

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Memphis, A to Z.

The short answer

5 registered advisors work at Prospera Financial Services, Inc. in Memphis, out of 263 at the firm nationwide; it ranks number 44 in the city by advisors. 0 list the CFP designation and 5 are also registered broker representatives.

Prospera Financial Services, Inc. advisors in Memphis, A to Z

Every Prospera Financial Services, Inc. advisor →

Prospera Financial Services, Inc. advisors in every city and state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. advisors in other cities

Dallas, TX 54Ballwin, MO 8Metairie, LA 8Redlands, CA 8Dublin, OH 7Irvine, CA 6Mandeville, LA 6Hurst, TX 5Knoxville, TN 5Lafayette, LA 5St. Peters, MO 5Crown Point, IN 4Lubbock, TX 4Rochester, NY 4St. Louis, MO 4

Other firms in Memphis

All Memphis advisors →

Raymond James & Associates, Inc. 112MML Investors Services, LLC 60LPL Financial LLC 57UBS Financial Services Inc. 32Merrill Lynch, Pierce, Fenner & Smith Incorporated 30Wells Fargo Clearing Services, LLC 28Raymond James Financial Services Advisors, Inc. 25Morgan Stanley 21Stephens 21Duncan Williams Asset Management, LLC 15Legacy Wealth Management, LLC 15Kelman Lazarov Inc. 12

Questions

How many financial advisors does Prospera Financial Services, Inc. have in Memphis?

5 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Memphis, Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 263 nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Is Prospera Financial Services, Inc. one of the largest advisor employers in Memphis?

Prospera Financial Services, Inc. ranks number 44 in Memphis by registered advisors; Raymond James & Associates, Inc. has the most, with 112.

How do I check a Prospera Financial Services, Inc. advisor in Memphis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.