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Financial ADVSR advisor directory · SEC adviser records

Prospera Financial Services, Inc. financial advisors in Knoxville, TN

Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Knoxville, A to Z.

The short answer

5 registered advisors work at Prospera Financial Services, Inc. in Knoxville, out of 263 at the firm nationwide; it ranks number 39 in the city by advisors. 2 list the CFP designation and 5 are also registered broker representatives.

Prospera Financial Services, Inc. advisors in Knoxville, A to Z

Every Prospera Financial Services, Inc. advisor →

Prospera Financial Services, Inc. advisors in every city and state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Prospera Financial Services, Inc. advisors in other cities

Dallas, TX 54Ballwin, MO 8Metairie, LA 8Redlands, CA 8Dublin, OH 7Irvine, CA 6Mandeville, LA 6Hurst, TX 5Lafayette, LA 5Memphis, TN 5St. Peters, MO 5Crown Point, IN 4Lubbock, TX 4Rochester, NY 4St. Louis, MO 4

Other firms in Knoxville

All Knoxville advisors →

LPL Financial LLC 44UBS Financial Services Inc. 44Morgan Stanley 33Ameriprise Financial Services, LLC 28Strategic Advisers LLC 27Edward Jones 26Merrill Lynch, Pierce, Fenner & Smith Incorporated 23Raymond James & Associates, Inc. 22Rather & Kittrell, Inc. 19State Farm Investment Management Corp. 19Tvamp, LLC 19Raymond James Financial Services Advisors, Inc. 18

Questions

How many financial advisors does Prospera Financial Services, Inc. have in Knoxville?

5 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Knoxville, Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 263 nationwide. 2 list the CFP designation and 5 are also registered as broker representatives.

Is Prospera Financial Services, Inc. one of the largest advisor employers in Knoxville?

Prospera Financial Services, Inc. ranks number 39 in Knoxville by registered advisors; LPL Financial LLC has the most, with 44.

How do I check a Prospera Financial Services, Inc. advisor in Knoxville?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.