Financial ADVSR advisor directory · SEC adviser records
Prospera Financial Services, Inc. financial advisors in Irvine, CA
Every SEC-registered investment adviser representative at a Prospera Financial Services, Inc. office in Irvine, A to Z.
The short answer
6 registered advisors work at Prospera Financial Services, Inc. in Irvine, out of 263 at the firm nationwide; it ranks number 55 in the city by advisors. 2 list the CFP designation and 6 are also registered broker representatives.
Prospera Financial Services, Inc. advisors in Irvine, A to Z
Every Prospera Financial Services, Inc. advisor →- Steven C. BehrleAlso a broker rep
- Joseph D. BerginAlso a broker rep
- Mark R. DelpCertified Financial Planner · Also a broker rep
- Jessica J. MoonAlso a broker rep
- Nicholas D. OlivasAlso a broker rep
- Garrick P. UpdegraphCertified Financial Planner · Also a broker rep
Prospera Financial Services, Inc. advisors in every city and state →Prospera Financial Services, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Prospera Financial Services, Inc. advisors in other cities
Dallas, TX 54Ballwin, MO 8Metairie, LA 8Redlands, CA 8Dublin, OH 7Mandeville, LA 6Hurst, TX 5Knoxville, TN 5Lafayette, LA 5Memphis, TN 5St. Peters, MO 5Crown Point, IN 4Lubbock, TX 4Rochester, NY 4St. Louis, MO 4
Other firms in Irvine
All Irvine advisors →J.P. Morgan Securities LLC 179Wells Fargo Clearing Services, LLC 135Morgan Stanley 101Merrill Lynch, Pierce, Fenner & Smith Incorporated 69LPL Financial LLC 66LPL Enterprise, LLC 59Equitable Advisors, LLC 51Osaic Wealth, Inc. 45Cooper McManus 34Strategic Advisers LLC 30UBS Financial Services Inc. 29Charles Schwab & Co., Inc. 27
Questions
How many financial advisors does Prospera Financial Services, Inc. have in Irvine?
6 investment adviser representatives are registered at Prospera Financial Services, Inc. offices in Irvine, California, according to the SEC's Investment Adviser Public Disclosure records, out of 263 nationwide. 2 list the CFP designation and 6 are also registered as broker representatives.
Is Prospera Financial Services, Inc. one of the largest advisor employers in Irvine?
Prospera Financial Services, Inc. ranks number 55 in Irvine by registered advisors; J.P. Morgan Securities LLC has the most, with 179.
How do I check a Prospera Financial Services, Inc. advisor in Irvine?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Prospera Financial Services, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.