Chief Investment Officer and Chief Compliance Officer · Investable
Andrew K. Le
CRD 5642668 · Named on Form ADV at one SEC-registered adviser
At a glance
Investable, an SEC-registered wealth manager with $490,100 in regulatory assets, lists Andrew K. Le on its Form ADV as Chief Investment Officer and Chief Compliance Officer, a control person.
Firms and roles
- InvestableChief Investment Officer and Chief Compliance OfficerWealth manager · United States · $0M in regulatory assets
AtlasMembers
Andrew’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Nicholas SchubertPresident and Chief Executive Officer, Investable
- David E. SchenzChief Accounting Officer, Investable
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Andrew’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.