Wealth manager, independent · Miamisburg, OH
Eubel Brady & Suttman
Eubel Brady & Suttman Asset Management Inc · SEC-registered investment adviser · CRD 107316 · SEC 801-44694
At a glance
Eubel Brady & Suttman is an SEC-registered investment adviser based in Miamisburg, Ohio, with $2.1B in regulatory assets under management as of its Form ADV filed September 1, 2026. It reports 755 individual clients, 319 of them high-net-worth, holding an average of about $1.6 million each, and 34 employees. That ranks it 532nd among the nation’s 5,657 independent wealth management RIAs and 29th of 226 in Ohio. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 937-291-1223ebsinvests.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.1B
- Rank among independent wealth managers
- #532 of 5,657
- Rank among all SEC RIAs
- #3,548 of 17,210
- Rank in Ohio
- #29 of 226
- Individual clients
- 755
- High-net-worth clients
- 319
- Accounts
- 1,885
- Discretionary
- 100% of AUM
- Employees
- 34
- Advisory staff
- 23
- Offices
- 1
Owners and executives on its Form ADV
- Ronald L. EubelCo-Cio, Director
- Mark E BradyCo-Cio, Director
- Robert J. SuttmanCo-Founder, Director
- Scott E. LundyChief Executive Officer, Director
- Paul D. CrichtonDirector of Trading, Senior Securities Analyst
- Kimberly A. RileyChief Financial Officer, Treasurer
- Teresa L. KingChief Compliance Officer
- Stephanie D. WarrickChief Operations Officer
- Matthew D. DiCiccoPresident, General Counsel
Custody and brokerage
Broker-dealer
No broker-dealer ties
Eubel Brady & Suttman reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 319 | $1.1B | 51% |
| Investment companies | 1 | $574M | 28% |
| Individuals | 436 | $138M | 7% |
| Pooled investment vehicles | 5 | $112M | 5% |
| Pension and profit sharing plans | 18 | $65M | 3% |
| Charitable organizations | 23 | $61M | 3% |
| Corporations or other businesses | 14 | $60M | 3% |
Disciplinary disclosures
Eubel Brady & Suttman reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗ebsinvests.com ↗
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Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| PDS Planning IncDublin | $2.2B | 607 |
| Octavia Wealth Advisors LLCCincinnati | $2.2B | 3,672 |
| Pinnacle AdvisorsMansfield | $2.1B | 1,064 |
| Beese Fulmer Private Wealth ManagementCanton | $2.1B | 810 |
| KMG Fiduciary Partners, LLCToledo | $1.7B | 1,301 |
| Strategic Wealth Partners, LTD.Independence | $1.6B | 3,646 |
Background
Questions
How much does Eubel Brady & Suttman manage?
Eubel Brady & Suttman reports $2.1B in regulatory assets under management across 1,885 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 1, 2026.
How many clients does Eubel Brady & Suttman have?
It reports 755 individual clients: 319 high-net-worth individuals and 436 other individuals. Individuals account for about 58% of its regulatory assets.
Where is Eubel Brady & Suttman headquartered?
Its main office is in Miamisburg, Ohio. It reports 1 office in total and 34 employees, 23 of whom perform investment advisory functions.
How does Eubel Brady & Suttman charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; performance-based fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Eubel Brady & Suttman use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 1, 2026, it reports these amounts held: Charles Schwab ($1.4B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Eubel Brady & Suttman a hybrid RIA with a broker-dealer?
Eubel Brady & Suttman reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Eubel Brady & Suttman a fiduciary?
As an SEC-registered investment adviser, Eubel Brady & Suttman owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Eubel Brady & Suttman’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →