Wealth manager, independent · Cincinnati, OH
Octavia Wealth Advisors LLC
SEC-registered investment adviser · CRD 306909 · SEC 801-118078
At a glance
Octavia Wealth Advisors LLC is an SEC-registered investment adviser based in Cincinnati, Ohio, with $2.2B in regulatory assets under management as of its Form ADV filed July 2, 2026. It reports 3,672 individual clients, 460 of them high-net-worth, holding an average of about $0.5 million each, and 45 employees. That ranks it 515th among the nation’s 5,657 independent wealth management RIAs and 27th of 226 in Ohio. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 513-762-7701octaviawa.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.2B
- Rank among independent wealth managers
- #515 of 5,657
- Rank among all SEC RIAs
- #3,476 of 17,210
- Rank in Ohio
- #27 of 226
- Individual clients
- 3,672
- High-net-worth clients
- 460
- Accounts
- 6,795
- Discretionary
- 82% of AUM
- Employees
- 45
- Advisory staff
- 31
- Offices
- 5
Owners and executives on its Form ADV
- Maxim I. MeyersPrincipal, Chief Executive Officer and Chief Compliance Officer
- Marc E. WagnerChief Financial Officer
- Joseph J. HoeferChief Investment Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Octavia Wealth Advisors LLC is a hybrid RIA: 26 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Broker-Dealer Affiliation Certain Advisory Persons are also registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 460 | $1.1B | 50% |
| Individuals | 3,212 | $709M | 33% |
| Pension and profit sharing plans | 96 | $328M | 15% |
| Corporations or other businesses | 35 | $32M | 1% |
| State or municipal government entities | – | $1M | <1% |
Disciplinary disclosures
Octavia Wealth Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗octaviawa.com ↗
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- Assets, accounts, clients and staff, 5 years of filings
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Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Summit Financial Strategies IncColumbus | $2.3B | 1,013 |
| Wealthquest CorporationCincinnati | $2.2B | 1,583 |
| PDS Planning IncDublin | $2.2B | 607 |
| Pinnacle AdvisorsMansfield | $2.1B | 1,064 |
| Eubel Brady & SuttmanMiamisburg | $2.1B | 755 |
| Beese Fulmer Private Wealth ManagementCanton | $2.1B | 810 |
Background
Questions
How much does Octavia Wealth Advisors LLC manage?
Octavia Wealth Advisors LLC reports $2.2B in regulatory assets under management across 6,795 accounts, 82% of it on a discretionary basis, on its Form ADV filed July 2, 2026.
How many clients does Octavia Wealth Advisors LLC have?
It reports 3,672 individual clients: 460 high-net-worth individuals and 3,212 other individuals. Individuals account for about 83% of its regulatory assets.
Where is Octavia Wealth Advisors LLC headquartered?
Its main office is in Cincinnati, Ohio. It reports 5 offices in total and 45 employees, 31 of whom perform investment advisory functions.
How does Octavia Wealth Advisors LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Octavia Wealth Advisors LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 2, 2026, it reports these amounts held: Charles Schwab ($1.7B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Octavia Wealth Advisors LLC a hybrid RIA with a broker-dealer?
Octavia Wealth Advisors LLC is a hybrid RIA: 26 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Octavia Wealth Advisors LLC a fiduciary?
As an SEC-registered investment adviser, Octavia Wealth Advisors LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 26 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Octavia Wealth Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →