Wealth manager, independent · Cincinnati, OH
Wealthquest Corporation
SEC-registered investment adviser · CRD 141473 · SEC 801-67079
At a glance
Wealthquest Corporation is an SEC-registered investment adviser based in Cincinnati, Ohio, with $2.2B in regulatory assets under management as of its Form ADV filed July 30, 2026. It reports 1,583 individual clients, 571 of them high-net-worth, holding an average of about $1.4 million each, and 42 employees. That ranks it 501st among the nation’s 5,657 independent wealth management RIAs and 25th of 226 in Ohio. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 513-530-9700wqcorp.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.2B
- Rank among independent wealth managers
- #501 of 5,657
- Rank among all SEC RIAs
- #3,419 of 17,210
- Rank in Ohio
- #25 of 226
- Individual clients
- 1,583
- High-net-worth clients
- 571
- Accounts
- 5,241
- Discretionary
- 100% of AUM
- Employees
- 42
- Advisory staff
- 16
- Offices
- 2
Owners and executives on its Form ADV
- Wade K. DanielCEO
- James M. LenhoffBoard Member
- Stephen P. KingVice President
- Mark A BatesChief Operating Officer
- Patrick D. HayesChief Compliance Officer
- W. D. KernPresident
- Daniel T. LarsonVice President
Custody and brokerage
Broker-dealer
No broker-dealer ties
Wealthquest Corporation reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 571 | $1.8B | 82% |
| Individuals | 1,012 | $382M | 17% |
| Charitable organizations | 10 | $15M | <1% |
Disciplinary disclosures
Wealthquest Corporation reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗wqcorp.com ↗
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The full record on Wealthquest Corporation
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,796 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Ohio
All of Ohio →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Revisor Wealth Management LLCAkron | $2.5B | 3,070 |
| Everhart AdvisorsDublin | $2.5B | 2,268 |
| Summit Financial Strategies IncColumbus | $2.3B | 1,013 |
| PDS Planning IncDublin | $2.2B | 607 |
| Octavia Wealth Advisors LLCCincinnati | $2.2B | 3,672 |
| Pinnacle AdvisorsMansfield | $2.1B | 1,064 |
Background
Questions
How much does Wealthquest Corporation manage?
Wealthquest Corporation reports $2.2B in regulatory assets under management across 5,241 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 30, 2026.
How many clients does Wealthquest Corporation have?
It reports 1,583 individual clients: 571 high-net-worth individuals and 1,012 other individuals. Individuals account for about 99% of its regulatory assets.
Where is Wealthquest Corporation headquartered?
Its main office is in Cincinnati, Ohio. It reports 2 offices in total and 42 employees, 16 of whom perform investment advisory functions.
How does Wealthquest Corporation charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Wealthquest Corporation use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 30, 2026, it reports these amounts held: Charles Schwab ($1.8B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Wealthquest Corporation a hybrid RIA with a broker-dealer?
Wealthquest Corporation reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Wealthquest Corporation a fiduciary?
As an SEC-registered investment adviser, Wealthquest Corporation owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Wealthquest Corporation’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →