Adviser and broker representative · Founders Financial Securities LLC
William V. Rowe II
CRD 4441660 · Dayton, OH
At a glance
William V. Rowe II is an investment adviser representative with Founders Financial Securities LLC in Dayton, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on William’s SEC record dates to 2006, about 19 years ago. William is also registered as a broker representative.
Current advisory firm
- Founders Financial Securities LLCSince May 2018Dayton, OH · $4.1B in regulatory assets
SEC adviser record
- Registered since
- 2006 (19 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
William’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.