Asset manager · Dayton, OH
Beacon Capital Management, Inc.
SEC-registered investment adviser · CRD 120641 · SEC 801-61249
At a glance
Beacon Capital Management, Inc. is an SEC-registered investment adviser based in Dayton, Ohio, with $4.3 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is other, and it reports 10,219 individual clients. By Form ADV it is a asset manager, ranked 749th of 3,218 asset managers and 2,330th of 17,210 SEC-registered advisers by assets.
Main office 937-439-9093beaconinvesting.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $4.3B
- Rank among asset managers
- #749 of 3,218
- Rank among all SEC RIAs
- #2,330 of 17,210
- Rank in Ohio
- #48 of 403
- Individual clients
- 10,219
- High-net-worth clients
- 162
- Accounts
- 10,456
- Discretionary
- 94% of AUM
- Employees
- 44
- Advisory staff
- 5
- Offices
- 2
Owners and executives on its Form ADV
- Brett L. AgnewGeneral Counsel
- Emily M. DammanPresident
- Daniel E. EdsenTreasurer
- Tyler J. MaysAVP, Business Operations
- Daniel J. SnyderChief Compliance Officer
- James M. DuBruelerChief Financial Officer
- Michael L. MockPresident
Custody and brokerage
Broker-dealer
Hybrid RIA
Beacon Capital Management, Inc. is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Sammons Financial Network, LLC.
- Sammons Financial Network, LLC ↗CRD 158538
Its Form ADV brochure (filed March 2026) names Sammons Financial Network as the broker-dealer its advisers are registered with.
Broker Dealer Registration Brett Agnew, General Counsel of Beacon, and Dan Baccarini, Chief Distribution Officer, are registered representatives of Sammons Financial Network, an affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | 18 | $2.0B | 48% |
| Individuals | 10,057 | $1.6B | 39% |
| High-net-worth individuals | 162 | $353M | 8% |
| Investment companies | 3 | $150M | 4% |
| Pension and profit sharing plans | 162 | $47M | 1% |
| Corporations or other businesses | 48 | $27M | <1% |
| Charitable organizations | 6 | $1M | <1% |
Disciplinary disclosures
Beacon Capital Management, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗beaconinvesting.com ↗
AtlasMembers
The full record on Beacon Capital Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 741 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 4Locked
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Background
Questions
How much does Beacon Capital Management, Inc. manage?
Beacon Capital Management, Inc. reports $4.3 billion in regulatory assets under management across 10,456 accounts, 94% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Beacon Capital Management, Inc.?
Beacon Capital Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Beacon Capital Management, Inc.’s clients?
By assets, its largest client types are other ($2.0 billion, 18 clients); individuals ($1.6 billion, 10,057 clients); high-net-worth individuals ($353 million, 162 clients).
Does Beacon Capital Management, Inc. have any disciplinary history?
Beacon Capital Management, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Beacon Capital Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →