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Chief Financial Officer, Sammons Financial Group Wealth · Northrock Partners, LLC

James M. DuBrueler

CRD 6895730 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Northrock Partners, LLC, an SEC-registered wealth manager based in Minneapolis, MN with $12.2 billion in regulatory assets, lists James M. DuBrueler on its Form ADV as Chief Financial Officer, Sammons Financial Group Wealth, a control person. The SEC filings also name James at 1 other registered adviser.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

5 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.