Managing Member · Northrock Partners, LLC
Todd A. Moser
CRD 4645357 · Named on Form ADV at one SEC-registered adviser
At a glance
Northrock Partners, LLC, an SEC-registered wealth manager based in Minneapolis, MN with $12.2 billion in regulatory assets, lists Todd A. Moser on its Form ADV as Managing Member, a control person.
Firms and roles
- Northrock Partners, LLCManaging MemberWealth manager · Minneapolis, MN · $12B in regulatory assets
AtlasMembers
Todd’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert D. NelsonManaging Member, CEO & Founding Partner, Northrock Partners, LLC
- Kathleen S. ShoemakerChief Compliance Officer, Northrock Partners, LLC
- Brent T. FieldChief Investment Officer, Northrock Partners, LLC
- Michael L. MockPresident, Sammons Financial Group Wealth, Northrock Partners, LLC
- James M. DuBruelerChief Financial Officer, Sammons Financial Group Wealth, Northrock Partners, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Todd’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.