Chief Investment Officer · Northrock Partners, LLC
Brent T. Field
CRD 4147327 · Named on Form ADV at one SEC-registered adviser
At a glance
Northrock Partners, LLC, an SEC-registered wealth manager based in Minneapolis, MN with $12.2 billion in regulatory assets, lists Brent T. Field on its Form ADV as Chief Investment Officer, a control person.
Firms and roles
- Northrock Partners, LLCChief Investment OfficerWealth manager · Minneapolis, MN · $12B in regulatory assets
AtlasMembers
Brent’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Robert D. NelsonManaging Member, CEO & Founding Partner, Northrock Partners, LLC
- Todd A. MoserManaging Member, Northrock Partners, LLC
- Kathleen S. ShoemakerChief Compliance Officer, Northrock Partners, LLC
- Michael L. MockPresident, Sammons Financial Group Wealth, Northrock Partners, LLC
- James M. DuBruelerChief Financial Officer, Sammons Financial Group Wealth, Northrock Partners, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brent’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.