Director of Wealth Management · Cornerstone Wealth Management
Nicholas M. Kaplan
CRD 7319571 · Named on Form ADV at one SEC-registered adviser
At a glance
Cornerstone Wealth Management, an SEC-registered wealth manager based in Westlake, OH with $629 million in regulatory assets, lists Nicholas M. Kaplan on its Form ADV as Director of Wealth Management.
Firms and roles
- Cornerstone Wealth ManagementDirector of Wealth ManagementWealth manager · Westlake, OH · $629M in regulatory assets
AtlasMembers
Nicholas’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Nick DionisosPresident and Senior Investment Consultant, Cornerstone Wealth Management
- Michael W. KelleyVice President, Cornerstone Wealth Management
- Edmund V. MaloneChief Compliance Officer, Cornerstone Wealth Management
- Christina K. FanourakisDirector of Financial Planning, Cornerstone Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.