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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Windermere, FL

Every SEC-registered investment adviser representative at a firm office in Windermere, with the firms that employ the most of them.

The short answer

38 registered advisors work in Windermere; the most are at Proxy Wealth Advisors LLC (9). 4 list the CFP designation and 22 are also registered broker representatives.

Firms with the most advisors in Windermere

FirmAdvisors in Windermere
Proxy Wealth Advisors LLC9
J.P. Morgan Securities LLC news5
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Osaic Wealth, Inc. news2
Principal Securities, Inc.2
Strategic Advisers LLC2
Altior Capital1
Ameriprise Financial Services, LLC news1
Brc Management LLC1
Cambridge Investment Research Advisors, Inc. news1
Charles Schwab & Co., Inc. news1
Elevation Point Wealth Partners, LLC news1
Hightower Advisors, LLC news1
Iq Portfolios1
Koss-Olinger Consulting, LLC.1
MML Investors Services, LLC1
Morgan Stanley news1
Primus Trust1
Running Oak Capital LLC1
Schwab Wealth Advisory, Inc. news1
Thrivent Investment Management Inc.1
Truist Advisory Services, Inc. news1

Advisors in Windermere, A to Z

CFP advisors in Windermere →

Other cities in Florida

All of Florida →

Miami 3,063Tampa 2,964Jacksonville 2,317Boca Raton 1,567Orlando 1,370Palm Beach Gardens 1,227St. Petersburg 1,045Naples 1,041Coral Gables 927Sarasota 895Fort Lauderdale 714West Palm Beach 461Winter Park 451Clearwater 414Fort Myers 394Ponte Vedra Beach 389Ft. Lauderdale 300Pensacola 283Aventura 265Melbourne 258Jupiter 256Bradenton 254Stuart 249Saint Petersburg 244

Questions

How many financial advisors are in Windermere, FL?

38 investment adviser representatives are registered at firm offices in Windermere, Florida, according to the SEC's Investment Adviser Public Disclosure records. 22 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Windermere?

Proxy Wealth Advisors LLC, with 9 registered advisors in Windermere, followed by J.P. Morgan Securities LLC with 5.

How do I check a financial advisor in Windermere?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.